Peter S. Fiedelholtz
Professional summary
Peter Sean Fiedelholtz, who also goes by Peter S Fiedelholtz, is a registered financial professional currently at AVATAR SECURITIES, LLC located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1987. Peter has worked at 4 firms and has passed the Series 63, Series 57TO, Series 7TO, SIE, Series 55, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter Sean Fiedelholtz's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2011 - Present
AVATAR SECURITIES, LLC
Office #1: 148 Madison Ave 5th Floor, New York, NY 10016November 21, 2002 - December 19, 2002
WORLDCO, L.L.C.
August 29, 2001 - November 20, 2002
RUMSON CAPITAL, LLC
November 25, 1987 - February 8, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 55
Date: 10/24/2001
Limited Representative-Equity Trader ExamFINRA
Nasdaq PHLX LLC
Current Firm
AVATAR SECURITIES, LLC
CRD#: 147763 / SEC#: , 8-67932
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AVATAR TRADING GROUP, LLC | HOLDING CO. | |
| DEETER, MISHA BODHI | MEMBER | 5132163 |
| BROWSKI, ANDREW CHARLES | CHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER | 5778834 |
| HOLLAND, RAYMOND F | CO-MANAGING MEMBER | 5509397 |
| KATHWARI, OMAR FAROOQ | CO-MANAGING MEMBER | 5509343 |
| SLOAN NOWAK, JACQUELINE LEE | FINOP/PRINCIPAL FINANCIAL OFFICER | 2717305 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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