Scott E Golden
Professional Summary
Scott E Golden, who also goes by Scott Eric Golden, is a registered financial advisor currently at MESIROW FINANCIAL, INC. located in New York, New York. Scott is registered as a RR (Registered Representative) and started their career in finance in 1987. Scott has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott E Golden, Scott Eric Golden
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
39 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
MESIROW & COMPANY | PEMBROKE CLEARING CORPORATION | MESIROW FINANCIAL, INC. | MESIROW CAPITAL, INC. | MESIROW & COMPANY, INCORPORATED
Contact Information
Main Address
353 N. Clark Street, Chicago, IL 60654Mailing Address
353 N. Clark Street, Chicago, IL 60654Phone Number
(312) 595-6000Established
Delaware since 10/12/1982Firm Type
CorporationFiscal Year End
MarchFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | — |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | — |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | CFO | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| SHIELDS, JAMES | CHIEF COMPLIANCE OFFICER | 2927398 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
Regulatory Event
18Civil Event
1Bond
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/22/2025)
(4/24/2025)
(4/24/2025)
(4/23/2025)
(4/25/2025)
(4/25/2025)
(4/23/2025)
(4/25/2025)
(4/24/2025)
(4/22/2025)
(4/29/2025)
(4/28/2025)
(4/24/2025)
(4/28/2025)
(4/23/2025)
(4/25/2025)
(4/24/2025)
(4/22/2025)
(4/24/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Scott E Golden's CRS (Customer Relationship Summary).
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