Scott E. Golden
Professional summary
Scott E Golden, who also goes by Scott Eric Golden, is a registered financial professional currently at MESIROW FINANCIAL, INC. located in New York, New York.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1987. Scott has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott E Golden's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 8, 2025 - Present
MESIROW FINANCIAL, INC.
Office #1: 140 East 45 Street Suite 31(b), New York, NY 10017October 26, 2023 - May 8, 2024
ARMSTRONG SECURITIES LLC
October 26, 2005 - October 13, 2006
CANTOR FITZGERALD SECURITIES
January 21, 2004 - March 1, 2018
CANTOR FITZGERALD & CO.
April 15, 2003 - January 29, 2004
AMHERST SECURITIES GROUP, L.P.
December 1, 1997 - April 2, 2003
BANC OF AMERICA SECURITIES LLC
November 7, 1997 - December 1, 1997
BANC OF AMERICA SECURITIES LLC
October 13, 1994 - November 5, 1997
AMHERST SECURITIES GROUP, L.P.
August 23, 1993 - August 24, 1994
WESTCAP GOVERNMENT SECURITIES, INC.
August 23, 1993 - October 24, 1994
WESTCAP SECURITIES, L.P.
January 25, 1990 - July 20, 1993
WILLIAM BLAIR
October 20, 1987 - April 1, 1989
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/22/2025)
(4/24/2025)
(4/24/2025)
(4/23/2025)
(4/25/2025)
(4/25/2025)
(4/23/2025)
(4/25/2025)
(4/24/2025)
(4/22/2025)
(4/29/2025)
(4/28/2025)
(4/24/2025)
(4/28/2025)
(4/23/2025)
(4/25/2025)
(4/24/2025)
(4/22/2025)
(4/24/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| FARR, CHRISTOPHER DAYNE | CFO | 3239925 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | DIRECTOR | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
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