Douglas R. Augenthaler

PALUMBO WEALTH MANAGEMENT LLC

Great Neck, NY 11021

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CRD#: 1749808

Professional summary

Douglas Robert Augenthaler, CFP® is a registered financial advisor currently at PALUMBO WEALTH MANAGEMENT LLC located in Great Neck, New York.

Douglas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Douglas has worked at 2 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Robert Augenthaler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

August 17, 2021 - Present

PALUMBO WEALTH MANAGEMENT LLC

Office #1: 1010 Northern Boulevard Suite 310, Great Neck, NY 11021

RIA

CRD#: 306548

Great Neck, NY

Past

December 4, 1995 - May 7, 2002

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALUMBO WEALTH MANAGEMENT LLC

AKITTINY WEALTH ADVISORS, LLC | PALUMBO WEALTH MANAGEMENT LLC

CRD#: 306548 / SEC#: 801-117901

RIA

Registered Investment Advisory firm - (1/6/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/17/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/2/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/28/1995

General Securities Representative Examination

Current Firm

PALUMBO WEALTH MANAGEMENT LLC

AKITTINY WEALTH ADVISORS, LLC | PALUMBO WEALTH MANAGEMENT LLC

CRD#: 306548 / SEC#: 801-117901

RIA

Registered Investment Advisory firm - (1/6/2020 Approved)

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Contact information

Main Address

1010 Northern Boulevard Suite 310, Great Neck, NY 11021

Mailing Address

Phone number

(516) 629-7073

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PWM DISCLOSURE BROCHURE AND PRIVACY POLICY (7/16/2025)

Regulatory assets under management

Total Number of Accounts	790
AUM (Assets Under Management)	$ 542,198,478

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Douglas R. Augenthaler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Robert Augenthaler's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALUMBO WEALTH MANAGEMENT LLC

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

PALUMBO WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/2/1996

Series 7

Date: 9/28/1995

Current Firm

PALUMBO WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALUMBO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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