Richard M. Bryant
Professional summary
Richard Mark Bryant is a registered financial professional currently at CFD INVESTMENTS, INC. located in Carmel, Indiana.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1987. Richard has worked at 11 firms and has passed the Series 63, SIE, Series 62, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Mark Bryant's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 17, 2015 - Present
CFD INVESTMENTS, INC.
November 17, 2011 - December 31, 2014
GROVE POINT INVESTMENTS, LLC
December 1, 2006 - October 20, 2011
QUESTAR CAPITAL CORPORATION
February 13, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
October 28, 2005 - February 15, 2006
QUEST CAPITAL STRATEGIES, INC.
February 25, 2003 - August 19, 2005
PARKLAND SECURITIES, LLC
February 15, 1999 - February 24, 2003
FSC SECURITIES CORPORATION
September 14, 1990 - January 8, 1999
FFP SECURITIES, INC.
May 15, 1989 - September 21, 1990
FIRST PACIFIC CAPITAL CORPORATION
June 9, 1988 - May 16, 1989
SOUTHMARK FINANCIAL SERVICES, INC.
October 19, 1987 - June 24, 1988
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/17/2015)
(8/17/2015)
(8/17/2015)
Exams
Series 62
Date: 10/8/1996
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
CFD INVESTMENTS, INC.
CRD#: 25427 / SEC#: , 8-41727
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BRAUN, BRIGIT R | OWNER | 6585909 |
| OWENS, BRENT ANTHONY | PRESIDENT/DIRECTOR | 2261719 |
| ROCKEY, BROOKE LEIGH | OWNER | 4817176 |
| THE OWENS FAMILY TRUST DATED 8/1/2017 | OWNER | |
| BAHRENBURG, MATTHEW O | CHIEF COMPLIANCE OFFICER | 5295661 |
| HALE, DANIEL KRIS | OWNER, VICE PRESIDENT, DIRECTOR | 2649813 |
| OWENS, MICKEY LEE | DIRECTOR, TRUSTEE OF THE OWENS FAMILY TRUST DATED 8/1/2017 | 1437001 |
| ROCKEY, CHRISTOPHER M | OWNER | 5504531 |
| ROOZE, KREGG JERROD | DIRECTOR, SECRETARY, TREASURER | 3174063 |
Disclosures
| Regulatory Event | 8 |
| Bond | 1 |
Red Flags
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