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FIRM PROFILE
Overview
CFD INVESTMENTS, INC. is located at 2704 S Goyer Rd, Kokomo, IN 46902 and was first established at Chicago, Indiana in 12/10/1986. After operating for 39 years, CFD INVESTMENTS, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of CFD INVESTMENTS, INC.’s clients are individuals and 0% of their clients are high net worth individuals. CFD INVESTMENTS, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at CFD INVESTMENTS, INC. are registered to handle securities or provide financial advice. The firm has 9 disclosures, 8 being regulatory events, 1 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access CFD INVESTMENTS, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at CFD INVESTMENTS, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for CFD INVESTMENTS, INC. Comes From
Understanding the Statistics for CFD INVESTMENTS, INC. and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
2704 S Goyer Rd, Kokomo, IN 46902
P.o. Box 2244, Kokomo, IN 46904-2244
Medium
(765) 453-9600
Indiana since 12/10/1986
Corporation
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| BRAUN, BRIGIT R | OWNER | 6585909 | |
| OWENS, BRENT ANTHONY | PRESIDENT/DIRECTOR | 2261719 | |
| ROCKEY, BROOKE LEIGH | OWNER | 4817176 | |
| THE OWENS FAMILY TRUST DATED 8/1/2017 | OWNER | ||
| BAHRENBURG, MATTHEW O | CHIEF COMPLIANCE OFFICER | 5295661 | |
| HALE, DANIEL KRIS | OWNER, VICE PRESIDENT, DIRECTOR | 2649813 | |
| OWENS, MICKEY LEE | DIRECTOR, TRUSTEE OF THE OWENS FAMILY TRUST DATED 8/1/2017 | 1437001 | |
| ROCKEY, CHRISTOPHER M | OWNER | 5504531 | |
| ROOZE, KREGG JERROD | DIRECTOR, SECRETARY, TREASURER | 3174063 |
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Advisor's working at CFD INVESTMENTS, INC.
Stanley Clyde Riggs
Gene Earl Griffin
Alan Edward Chandler
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