John G. Carson

NORTHSTAR ASSET MANAGEMENT COMPANY

Blue Bell, PA 19422

Some features on this profile are disabled

CRD#: 1747733

Professional summary

John Gerard Carson is a registered financial advisor currently at NORTHSTAR ASSET MANAGEMENT COMPANY, LLC located in Blue Bell, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. John has worked at 7 firms and has passed the Series 65, Series 66, Series 63, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Effective January 1, 2024, Mr. Carson serves as Independent Director the Federated Hermes Premier Municipal Income Board, a diversified closed-end management investment company. The other business location is 1001 Liberty Ave #2100, Pittsburgh, PA 15222. The approximate number of hours/month devoted to this other business is 6 hours. Of this monthly time devoted, approximately 1 hour is devoted to the other business during securities trading hours. Duties include mutual fund oversight.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gerard Carson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 18, 2024 - Present

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

Office #1: 488 Norristown Road Suite 142, Blue Bell, PA 19422

RIA

CRD#: 328279

Blue Bell, PA

Past

December 10, 2019 - February 23, 2024

NORTHSTAR ASSET MANAGEMENT LLC

RIA

CRD#: 109185

BLUE BELL, PA

Past

March 1, 2012 - April 2, 2013

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

PHILADELPHIA, PA

Past

March 1, 2012 - April 2, 2013

OPPENHEIMER & CO. INC.

CRD#: 249

PHILADELPHIA, PA

Past

February 8, 2001 - January 3, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHILADELPHIA, PA

Past

July 19, 2000 - January 3, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PHILADELPHIA, PA

Past

June 12, 1990 - May 11, 2000

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Past

May 26, 1989 - August 9, 1990

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 23, 1988 - June 8, 1989

DREXEL BURNHAM LAMBERT INCORPORATED

CRD#: 7323

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

CRD#: 328279 / SEC#: 801-129534

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(2/18/2024)

IAR

Texas
(2/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/10/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/10/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/14/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 4/7/1988

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 2/20/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 6/30/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

CRD#: 328279 / SEC#: 801-129534

RIA

Registered Investment Advisory firm - (2/16/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

488 Norristown Road Suite 142, Blue Bell, PA 19422

Mailing Address

Phone number

(484) 342-4200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHSTAR ASSET MANAGEMENT COMPANY FORM ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	377
AUM (Assets Under Management)	$ 617,171,729

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John G. Carson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Gerard Carson's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORTHSTAR ASSET MANAGEMENT LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SCHRODER & CO. INC.

PRUDENTIAL EQUITY GROUP, LLC

DREXEL BURNHAM LAMBERT INCORPORATED

Primary Firm SEC Registration

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/10/2019

Series 66

Date: 4/10/2002

Series 63

Date: 1/14/1988

Series 3

Date: 4/7/1988

Series 7

Date: 2/20/1988

Series 8

Date: 6/30/1999

Current Firm

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHSTAR ASSET MANAGEMENT COMPANY, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors