Robert C. Gilman

PHX FINANCIAL

New York, NY 10005

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CRD#: 1738412

Professional summary

Robert Craig Gilman is a registered financial professional currently at PHX FINANCIAL, INC. located in New York, New York and ANDBANC BROKERAGE, LLC located in Miami, Florida.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2009. Robert has worked at 34 firms and has passed the SIE, Series 99TO and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Craig Gilman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 24, 2011 - Present

PHX FINANCIAL, INC.

Office #1: 100 Wall Street 10th Floor, New York, NY 10005

CRD#: 144403

New York, NY

Current

April 11, 2012 - Present

ANDBANC BROKERAGE, LLC

Office #1: 201 S. Biscayne Boulevard, Suite 1100, Miami, FL 33131

CRD#: 155979

Miami, FL

Current

January 2, 2014 - Present

CGIS SECURITIES LLC

CRD#: 155984

DELRAY BEACH, FL

Current

February 12, 2014 - Present

ANTARCTICA ADVISORS, LLC

Office #1: 175 Sw 7th Street Suite 1711, Miami, FL 33130Office #2: 175 Sw 7th Street Suite 1711, Miami, FL 33130

CRD#: 168101

Miami, FL

Current

August 19, 2014 - Present

EPIC CAPITAL SECURITIES

Office #1: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431Office #2: 1951 Nw 19th Street Suite 203, Boca Raton, FL 33431

CRD#: 166756

Boca Raton, FL

Current

November 6, 2015 - Present

ACP SECURITIES, LLC

Office #1: 1200 Brickell Avenue Suite 1700, Miami, FL 33131Office #2: 1200 Brickell Avenue Suite 1700, Miami, FL 33131

CRD#: 139049

MIAMI, FL

Current

November 19, 2020 - Present

LIGHT HORSE SECURITIES, INC

Office #1: 330 7th Ave Suite 902, New York, NY 10001

CRD#: 120242

New York, NY

Current

May 1, 2021 - Present

INSTITUTIONAL BOND NETWORK, LLC

Office #1: 463 Pennsfield Pl Suite 201, Thousand Oaks, CA 91360

CRD#: 187515

Thousand Oaks, CA

Current

May 3, 2021 - Present

TUDOR SECURITIES, LLC

Office #1: 601 Brickell Key Drive Suite 700, Miami, FL 33131

CRD#: 287782

Miami, FL

Current

July 8, 2021 - Present

FLORIDA ATLANTIC SECURITIES CORP.

Office #1: 9130 South Dadeland Blvd. Suite 1600, Miami, FL 33156

RIA

CRD#: 43272

Miami, FL

Current

April 19, 2022 - Present

PAG FINANCIAL, LLC

Office #1: 305 Madison Avenue, Morristown, NJ 07960

CRD#: 307279

Morristown, NJ

Current

October 24, 2022 - Present

RETIREONE INVESTMENT SERVICES, LLC

Office #1: 222 South 1st Street, Suite 600, Louisville, KY 40202

CRD#: 269923

Louisville, KY

Current

October 3, 2024 - Present

BALANZ CAPITAL USA LLC

Office #1: 2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134

CRD#: 325914

CORAL GABLES, FL

Past

June 14, 2022 - November 7, 2025

CIBEST CAPITAL SECURITIES, LLC

CRD#: 316232

DELRAY BEACH, FL

Past

April 1, 2020 - October 7, 2022

RETIREONE INVESTMENT SERVICES, LLC

CRD#: 269923

LOUISVILLE, KY

Past

September 4, 2019 - September 11, 2019

OLD SLIP CAPITAL MANAGEMENT, INC.

CRD#: 7360

NEW YORK, NY

Past

July 10, 2019 - March 10, 2020

PHOENIX IB

CRD#: 132710

CHADDS FORD, PA

Past

October 2, 2018 - May 1, 2020

WEILD & CO.

CRD#: 132398

BOULDER, CO

Past

June 15, 2018 - December 24, 2018

ALDWYCH SECURITIES LLC

CRD#: 167980

STAMFORD, CT

Past

January 19, 2018 - June 5, 2018

CAPWEALTH INVESTMENT SERVICES, LLC

CRD#: 139664

FRANKLIN, TN

Past

August 29, 2017 - March 8, 2022

ELEVATE CAPITAL LLC

CRD#: 284203

MIAMI, FL

Past

August 4, 2017 - May 10, 2018

SWARTWOOD, HESSE INC.

CRD#: 8603

New York, NY

Past

January 31, 2017 - February 16, 2024

RIVERSTONE CAPITAL SERVICES LLC

CRD#: 172056

NEW YORK, NY

Past

December 23, 2016 - May 10, 2018

HCFP/CAPITAL MARKETS LLC

CRD#: 149111

NEW YORK, NY

Past

July 20, 2016 - May 12, 2017

ATLAS ONE FINANCIAL GROUP, LLC

CRD#: 124057

MIAMI, FL

Past

July 31, 2014 - October 14, 2019

HOLISTIC BROKERAGE, LLC

CRD#: 46001

MIAMI, FL

Past

May 30, 2013 - August 1, 2014

SOUZA BARROS SECURITIES, INC

CRD#: 149032

MIAMI, FL

Past

March 20, 2012 - September 20, 2013

SUNDIAL GROUP, LLC

CRD#: 158367

FT. LAUDERDALE, FL

Past

November 3, 2011 - February 5, 2013

ITA FINANCIAL SERVICES, LLC

CRD#: 38649

MIAMI, FL

Past

October 31, 2011 - February 13, 2015

BANIF SECURITIES INC

CRD#: 38913

MIAMI, FL

Past

June 2, 2011 - October 20, 2011

CHARLES STREET SECURITIES, INC.

CRD#: 14216

LONDON,

Past

April 1, 2011 - May 31, 2013

A.B. WATLEY DIRECT, INC.

CRD#: 18663

NEW YORK, NY

Past

March 31, 2011 - June 21, 2013

GLACIER SECURITIES, LLC

CRD#: 154648

NEW YORK, NY

Past

August 31, 2010 - July 20, 2018

SMITH CAPITAL MARKETS, LLC.

CRD#: 121430

DALLAS, TX

Past

May 4, 2009 - September 10, 2010

1ST BRIDGEHOUSE SECURITIES, LLC

CRD#: 44655

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/22/2011)

Exams

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

Principal/Supervisory Exam

Series 27

Date: 5/1/2009

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

BALANZ CAPITAL USA LLC

BALANZ CAPITAL | BALANZ CAPITAL USA LLC

CRD#: 325914 / SEC#: , 8-71085

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134

Mailing Address

2811 Ponce De Leon Blvd Suite 710, Coral Gables, FL 33134

Phone number

(786) 687-4066

Established

Florida since 06/06/2022

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BALANZ HOLDINGS US LLC	SOLE MEMBER
GANTER, RICHARD LEO	MANAGING DIRECTOR, PRESIDENT	1528266
GILMAN, ROBERT CRAIG	FINOP	1738412
GONZALES, PHILIPPE ROGER	CCO AMLRO	5667179
HAMANA, KERRY SEISHI	COO	1326963
LUCIER, ALFRED ARTHUR II	MANAGING DIRECTOR, CEO	2872941

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert C. Gilman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Craig Gilman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ANDBANC BROKERAGE, LLC

CGIS SECURITIES LLC

ANTARCTICA ADVISORS, LLC

EPIC CAPITAL SECURITIES

ACP SECURITIES, LLC

LIGHT HORSE SECURITIES, INC

INSTITUTIONAL BOND NETWORK, LLC

TUDOR SECURITIES, LLC

FLORIDA ATLANTIC SECURITIES CORP.

PAG FINANCIAL, LLC

RETIREONE INVESTMENT SERVICES, LLC

BALANZ CAPITAL USA LLC

CIBEST CAPITAL SECURITIES, LLC

RETIREONE INVESTMENT SERVICES, LLC

OLD SLIP CAPITAL MANAGEMENT, INC.

PHOENIX IB

WEILD & CO.

ALDWYCH SECURITIES LLC

CAPWEALTH INVESTMENT SERVICES, LLC

ELEVATE CAPITAL LLC

SWARTWOOD, HESSE INC.

RIVERSTONE CAPITAL SERVICES LLC

HCFP/CAPITAL MARKETS LLC

ATLAS ONE FINANCIAL GROUP, LLC

HOLISTIC BROKERAGE, LLC

SOUZA BARROS SECURITIES, INC

SUNDIAL GROUP, LLC

ITA FINANCIAL SERVICES, LLC

BANIF SECURITIES INC

CHARLES STREET SECURITIES, INC.

A.B. WATLEY DIRECT, INC.

GLACIER SECURITIES, LLC

SMITH CAPITAL MARKETS, LLC.

1ST BRIDGEHOUSE SECURITIES, LLC

State Registrations and Notice Filings

Exams

SIE

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

Series 27

Date: 5/1/2009

FINRA

Current Firm

BALANZ CAPITAL USA LLC

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BALANZ CAPITAL USA LLC

TRUST BUT VERIFY

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