Michael C. Murray
Professional summary
Michael C Murray, who also goes by Michael C Murray, Michael Christopher Murray, is a registered financial professional currently at DEALERWEB LLC located in Garden City, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael C Murray's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2018 - Present
DEALERWEB LLC
Office #1: 1225 Franklin Avenue Suite 550, Garden City, NY 11530January 25, 2016 - July 2, 2018
DINOSAUR FINANCIAL GROUP, L.L.C
October 14, 2014 - January 26, 2016
TULLETT PREBON FINANCIAL SERVICES LLC
September 12, 2012 - May 12, 2014
MAREX CAPITAL MARKETS INC.
June 1, 2012 - July 18, 2012
TULLETT PREBON FINANCIAL SERVICES LLC
June 1, 2011 - June 1, 2012
CHAPDELAINE TULLETT PREBON, LLC
July 24, 2002 - June 1, 2011
BGC FINANCIAL, L.P.
May 12, 1995 - August 6, 2001
CANTOR FITZGERALD SECURITIES
September 1, 1994 - April 24, 1995
TULLETT PREBON FINANCIAL SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/2/2019)
Exams
FINRA
Current Firm
DEALERWEB LLC
CRD#: 19662 / SEC#: , 8-38103
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRADEWEB IDB MARKETS, INC. | OWNER | |
| BRUNER, CHRISTIAN ADAM | BOARD MEMBER | 5661505 |
| CLACK, AMY | BOARD MEMBER | 4882071 |
| COTTER, RICHARD JOSEPH JR | PRINCIPAL FINANCIAL OFFICER | 1611037 |
| GALINDO, JORGE ALBERTO JR | PRINCIPAL OPERATIONS OFFICER | 2501261 |
| HUESTIS, TIMOTHY DANIEL | EXECUTIVE REPRESENTATIVE | 4931620 |
| MCKEON, ALFRED PETER | PRESIDENT | 1666355 |
| SERRAO, ASHLEY NEIL | BOARD MEMBER | 5360541 |
| SULLIVAN, MICHAEL FRANCIS | CHIEF COMPLIANCE OFFICER | 3254037 |
| WOOD, ELISABETH KIRBY | BOARD MEMBER | 4929181 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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