Michael A. Eck
Professional summary
Michael A Eck, who also goes by Michael Andrew Eck, is a registered financial professional currently at THE KLEIN GROUP, LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1987. Michael has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael A Eck's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2015 - Present
THE KLEIN GROUP, LLC
Office #1: 640 Fifth Avenue 12th Floor, New York, NY 10019Office #2: 640 5th Avenue 12th Floor, New York, NY 10019October 28, 2008 - January 21, 2015
MORGAN STANLEY & CO. LLC
November 28, 1997 - September 1, 1998
SALOMON BROTHERS INC.
September 29, 1993 - August 7, 2008
CITIGROUP GLOBAL MARKETS INC.
October 20, 1987 - September 13, 1993
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/2015)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
THE KLEIN GROUP, LLC
CRD#: 46472 / SEC#: , 8-51430
Contact information
FINRA licenses (7 States and Territories)
Documents
Red Flags
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