Garrett M. Smith
STRATEGIC ADVISERS LLC | Financial Consultant I
ALEXANDRIA, VA
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CRD#: 1735835
Professional summary
Garrett Morton Smith, who also goes by Garrett Morton Smith, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Alexandria, Virginia and FIDELITY BROKERAGE SERVICES LLC located in Washington, District Of Columbia.
Garrett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Garrett has worked at 8 firms and has passed the Series 65, Series 66, SIE, Series 3 and Series 7 exams.
Biography
My goal is to provide peace of mind when it comes to your financial journey. Years from now, I hope you remember a conversation that led to an action that had a positive impact for you and your family.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Garrett Morton Smith
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Garrett Morton Smith's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
American University
Bachelor of Business Administration - Marketing
1987
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1900 K St Nw Stes 110 & 1175, Washington, DC 20006-1110RIA
CRD#: 104555
ALEXANDRIA, VA
Current
April 22, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1900 K Street Nw Stes 110 & 1175, Washington, DC 20006BD
CRD#: 7784
Washington, DC
Past
August 9, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
WASHINGTON, DC
Past
September 30, 2009 - March 27, 2015
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
DENVER, CO
Past
June 4, 2009 - September 10, 2009
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
PORTLAND, ME
Past
June 4, 2007 - October 21, 2008
GUGGENHEIM INVESTMENTS
RIA
CRD#: 129288
ALEXANDRIA, VA
Past
June 4, 2007 - October 21, 2008
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
BD
CRD#: 39805
CHICAGO, IL
Past
October 30, 2003 - May 23, 2007
GUGGENHEIM DISTRIBUTORS, LLC
BD
CRD#: 40805
ROCKVILLE, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/25/2023)
RR
Arizona(3/25/2023)
RR
Arkansas(9/29/2023)
RR
California(3/25/2023)
RR
Colorado(5/3/2024)
RR
Connecticut(8/27/2025)
RR
Delaware(1/7/2022)
RR
District of Columbia(1/7/2022)
IAR
District of Columbia(3/31/2025)
RR
Florida(9/9/2022)
RR
Georgia(9/29/2023)
RR
Hawaii(5/3/2024)
RR
Idaho(3/1/2024)
RR
Maryland(1/7/2022)
RR
Massachusetts(1/6/2023)
RR
Michigan(9/29/2023)
RR
Mississippi(6/19/2024)
RR
Nebraska(1/6/2023)
RR
New Hampshire(10/7/2022)
RR
New Jersey(9/2/2022)
RR
New York(1/6/2023)
RR
North Carolina(10/7/2022)
RR
Oklahoma(5/30/2024)
RR
Pennsylvania(9/2/2022)
RR
South Carolina(7/19/2024)
RR
Texas(1/6/2023)
IAR
Texas(3/31/2025)
RR
Virginia(4/22/2015)
IAR
Virginia(3/31/2025)
RR
West Virginia(1/7/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
STRATEGIC ADVISERS LLC
Financial Consultant ICRD#: 104555Alexandria, VATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
