Avula R. Krishna

ARGA INVESTMENT MANAGEMENT, LP

Stamford, CT 06901

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CRD#: 1735580

Professional summary

Avula Rama Krishna, CFA, who also goes by A Rama Krishna, A. Rama Krishna, Rama Krishna, Avula Rama Krishna, is a registered financial advisor currently at ARGA INVESTMENT MANAGEMENT, LP located in Stamford, Connecticut.

Avula is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Avula has worked at 7 firms and has passed the Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

A Rama Krishna | A. Rama Krishna | Rama Krishna | Avula Rama Krishna

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avula Rama Krishna's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Current

May 11, 2010 - Present

ARGA INVESTMENT MANAGEMENT, LP

Office #1: 1010 Washington Blvd 6th Floor, Stamford, CT 06901

RIA

CRD#: 153665

Stamford, CT

Past

June 24, 2021 - October 11, 2021

FORESIDE FINANCIAL SERVICES, LLC

CRD#: 148477

PORTLAND, ME

Past

February 18, 2010 - June 21, 2010

ARGA INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 152076

STAMFORD, CT

Past

November 10, 2004 - June 16, 2006

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CRD#: 28262

BOSTON, MA

Past

July 26, 1999 - June 11, 2003

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

April 7, 1993 - March 24, 1998

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CRD#: 14549

NASHVILLE, TN

Past

October 20, 1987 - March 18, 1993

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARGA INVESTMENT MANAGEMENT, LP

CRD#: 153665 / SEC#: 801-77018

RIA

Registered Investment Advisory firm - (8/13/2012 Approved)

Connecticut

Registered Investment Advisory firm - (10/15/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(5/11/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/13/2002

General Securities Principal Examination

Current Firm

ARGA INVESTMENT MANAGEMENT, LP

CRD#: 153665 / SEC#: 801-77018

RIA

Registered Investment Advisory firm - (8/13/2012 Approved)

Connecticut

Registered Investment Advisory firm - (10/15/2012 Terminated)

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Contact information

Main Address

1010 Washington Blvd 6th Floor, Stamford, CT 06901

Mailing Address

Phone number

(203) 614-0800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 18,026,663,804

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Avula R. Krishna

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Avula Rama Krishna's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARGA INVESTMENT MANAGEMENT, LP

FORESIDE FINANCIAL SERVICES, LLC

ARGA INVESTMENT MANAGEMENT, LLC

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

CITIGROUP GLOBAL MARKETS INC.

ALLIANCEBERNSTEIN INVESTMENTS, INC.

CREDIT SUISSE SECURITIES (USA) LLC

Primary Firm SEC Registration

ARGA INVESTMENT MANAGEMENT, LP

State Registrations and Notice Filings

Exams

Series 7

Date: 10/17/1987

Series 24

Date: 5/13/2002

Current Firm

ARGA INVESTMENT MANAGEMENT, LP

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARGA INVESTMENT MANAGEMENT, LP

TRUST BUT VERIFY

Contact information

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