Michael J. Zimits
Professional summary
Michael Joseph Zimits, who also goes by Michael Joesph Zimits, Mike Zimits, Michael Zimits, is a registered financial professional currently at PHX FINANCIAL, INC. located in Hauppauge, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2006. Michael has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joseph Zimits's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2024 - Present
PHX FINANCIAL, INC.
Office #1: 150 Motor Parkway Suite 309, Hauppauge, NY 11788January 25, 2023 - August 7, 2024
MML INVESTORS SERVICES, LLC
May 14, 2019 - January 26, 2021
EQUITABLE ADVISORS, LLC
February 27, 2019 - January 26, 2021
EQUITABLE ADVISORS, LLC
February 11, 2019 - February 13, 2019
PHX FINANCIAL, INC.
October 19, 2010 - October 24, 2011
CITIGROUP GLOBAL MARKETS INC.
September 13, 2006 - October 5, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/5/2025)
(11/5/2024)
Exams
Series 7TO
Date: 2/11/2019
General Securities Representative ExaminationFINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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