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JO

Jeanmarc Edward Obrien

ARDOUR CAPITAL INVESTMENTS
LONG BEACH, NY
·CRD# 1728754·39 years experience

Professional Summary

Jeanmarc Edward Obrien, who also goes by Jean Marc Edward Obrien, Jeanmarc E Obrien, is a registered financial advisor currently at ARDOUR CAPITAL INVESTMENTS, LLC located in Long Beach, New York. Jeanmarc is registered as a RR (Registered Representative) and started their career in finance in 1987. Jeanmarc has worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7, Series 3 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jean Marc Edward Obrien, Jeanmarc E Obrien

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

ARDOUR CAPITAL INVESTMENTS, LLC·CRD# 120574
BD
780 Long Beach Blvd, Long Beach, NY 11561
May 6, 2005 - Present
ORBITEX FUNDS DISTRIBUTOR, INC.·CRD# 41453
BD
Stamford, CT
April 24, 2003 - March 8, 2004
CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.·CRD# 8010
BD
New York, NY
January 1, 1999 - February 8, 2001
CREDIT AGRICOLE SECURITIES INC.·CRD# 24051
BD
New York, NY
October 17, 1997 - January 1, 1999
CITICORP SECURITIES, INC.·CRD# 7474
BD
August 28, 1987 - March 2, 1988

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Current Firm

AC
ARDOUR CAPITAL INVESTMENTS, LLC

ARDOUR CAPITAL INVESTMENTS, LLC

CRD#: 120574 / SEC#: 8-65317
BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)

Contact Information

Main Address

780 Long Beach Blvd, Long Beach, NY 11561

Mailing Address

755 W Park Ave, Long Beach, NY 11561

Phone Number

(917) 330-3442

Established

Delaware since 01/18/2002

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (9 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
ARDOUR CAPITAL PARTNERS, LLCMANAGING MEMBER—
OBRIEN, JEANMARC EDWARDSHAREHOLDER1728754
APPELSON, STUART DAVIDCHIEF FINANCIAL OFFICER—
DUKES, KERRY JOSEPHMANAGING PARTNER, CHIEF COMPLIANCE OFFICER1773976
GREENSTEIN, BRIAN JAYPRESIDENT/ AML INDEPENDENT AUDITOR1373346

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New York
(5/6/2005)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1997About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1997About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Oct 1987About the Series 3 exam

Series 24 — General Securities Principal Examination

Passed Apr 2003About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Jeanmarc Edward Obrien's CRS (Customer Relationship Summary).

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JO
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