William J. Kavaler
Professional summary
William Joseph Kavaler, who also goes by Bill Kavaler, is a registered financial professional currently at ODEON CAPITAL GROUP LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1987. William has worked at 10 firms and has passed the Series 63, Series 86, Series 87, Series 7TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Joseph Kavaler's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2025 - Present
ODEON CAPITAL GROUP LLC
Office #1: 750 Lexington Avenue, New York, NY 10022March 7, 2016 - January 2, 2018
SEAPORT GLOBAL SECURITIES LLC
August 12, 2013 - February 23, 2016
OLIVETREE FINANCIAL, LLC
May 13, 2013 - July 10, 2013
G-2 TRADING,LLC
January 20, 2010 - October 1, 2012
OSCAR GRUSS & SON INCORPORATED
January 23, 2009 - September 30, 2009
G-2 TRADING,LLC
November 23, 2005 - August 12, 2008
SG AMERICAS SECURITIES, LLC
March 21, 1998 - November 12, 2004
COMMERZBANK CAPITAL MARKETS CORP.
August 22, 1995 - January 29, 1998
B. LATERMAN & CO., INC.
June 16, 1992 - May 9, 1995
BDS SECURITIES LLC
August 20, 1987 - February 27, 1991
HERZOG, HEINE, GEDULD, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2025)
Exams
Series 7TO
Date: 1/24/2025
General Securities Representative ExaminationSeries 55
Date: 12/14/1999
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
ODEON CAPITAL GROUP LLC
CRD#: 148493 / SEC#: , 8-68033
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SCHWARTZBERG, EVAN | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 4577412 |
| VAN ALSTYNE, MATHEW HADLOCK | EXECUTIVE MEMBER, MANAGING DIRECTOR & GENERAL SECURITIES PRINCIPAL | 5616065 |
| DORFMAN, AARON PAUL | FINOP/CFO/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATIONS OFFICER | 6158487 |
| TOLLA, CHRISTOPHER J | CHIEF COMPLIANCE OFFICER/CHIEF INFORMATION OFFICER | 5516420 |
| WOLF, THOMAS MICHAEL | SVP/ROSFP | 4509850 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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