Lynne M. Rach
Professional summary
Lynne Marie Rach, who also goes by Lynne Rach, is a registered financial professional currently at WILLOW COVE INVESTMENT GROUP, INC. located in San Diego, California.
Lynne is registered as a RR (Registered Representative) and started their career in finance in 1987. Lynne has worked at 18 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 27, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lynne Marie Rach's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 9, 2015 - Present
WILLOW COVE INVESTMENT GROUP, INC.
January 2, 2018 - May 1, 2018
INTEGRITY BROKERAGE, LLC
November 29, 2017 - August 3, 2018
DAKOTA SECURITIES INTERNATIONAL, INC.
July 1, 2016 - March 28, 2017
DAKOTA SECURITIES INTERNATIONAL, INC.
August 24, 2012 - December 12, 2014
WORLD TRADE FINANCIAL CORPORATION
December 16, 2011 - August 17, 2012
VIEWPOINT SECURITIES, LLC
September 24, 2001 - November 2, 2011
CAPITAL GROWTH RESOURCES
April 19, 2001 - November 30, 2001
STOCK USA, INC.
April 17, 2001 - May 1, 2001
TORREY PINES SECURITIES, INC.
July 21, 2000 - December 21, 2000
KIRLIN SECURITIES INC.
January 25, 2000 - July 10, 2000
HAMPTON-PORTER, INVESTMENT BANKERS, A CALIFORNIA LLC
November 4, 1998 - January 18, 2000
AVIOR CAPITAL, LLC
November 26, 1996 - September 2, 1998
TORREY PINES SECURITIES, INC.
September 23, 1996 - October 10, 1996
GUSTAFSON FINANCIAL, INC.
July 5, 1994 - August 22, 1994
FORTA FINANCIAL GROUP, INC.
December 7, 1992 - July 12, 1994
H.J. MEYERS & CO., INC.
August 9, 1990 - August 4, 1992
H.J. MEYERS & CO., INC.
May 25, 1990 - August 8, 1990
FIRST WALL STREET CORP.
April 21, 1989 - March 27, 1990
J. W. GANT & ASSOCIATES, INC.
March 14, 1989 - April 27, 1989
THE STUART-JAMES COMPANY, INCORPORATED
August 20, 1987 - October 2, 1989
F.D. ROBERTS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2018)
(1/12/2015)
(1/9/2015)
(10/15/2024)
(3/19/2025)
(5/10/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 2/13/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
WILLOW COVE INVESTMENT GROUP, INC.
CRD#: 107824 / SEC#: , 8-53062
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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