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FIND A WILLOW COVE INVESTMENT GROUP, INC. FINANCIAL ADVISOR NEAR ME

Find, Compare and Monitor Financial Advisors at WILLOW COVE INVESTMENT GROUP, INC.

CRD#: 107824
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

WILLOW COVE INVESTMENT GROUP, INC. is located at 5887 T Bar Lane, Winneconne, WI 54986 and was first established at Chicago, California in 03/18/2002. After operating for 24 years, WILLOW COVE INVESTMENT GROUP, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of WILLOW COVE INVESTMENT GROUP, INC.’s clients are individuals and 0% of their clients are high net worth individuals. WILLOW COVE INVESTMENT GROUP, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at WILLOW COVE INVESTMENT GROUP, INC. are registered to handle securities or provide financial advice. The firm has 1 disclosures, 1 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access WILLOW COVE INVESTMENT GROUP, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at WILLOW COVE INVESTMENT GROUP, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for WILLOW COVE INVESTMENT GROUP, INC. Comes From

Understanding the Statistics for WILLOW COVE INVESTMENT GROUP, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
1

FIRM INFORMATION

Main Address
5887 T Bar Lane, Winneconne, WI 54986
Mailing Address
5887 T Bar Lane, Winneconne, WI 54986
Firm Size
Small
Phone Number
(858) 404-0677
Established
California since 03/18/2002
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
L M SQUARED INVESTMENTS, LLCSHAREHOLDER
FRAGER, MICHAEL RAYMONDOWNER1230622
LOSSE, MICHAEL WILLIAMPRES/CEO/COO/CCO1907236
RACH, LYNNE MARIEVP, FINOP & RP1723996

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at WILLOW COVE INVESTMENT GROUP, INC.

RR

Richard Anthony Riva

Richard A Riva
IAR
RR
CRD#: 2157887
CPWA®: Certified Private Wealth Advisor
Location:
Newport Beach, CA 92660
Company:
BALBOA WEALTH PARTNERS, INC.
Disclosures:
Experience:
32 years
View Profile
RR

Rodolfo Rodriguez

IAR
RR
CRD#: 4784289
Location:
La Jolla, CA 92037
Company:
BALBOA WEALTH PARTNERS, INC.
Disclosures:
Experience:
21 years
View Profile
MF

Michael Raymond Frager

Michael R Frager
IAR
RR
CRD#: 1230622
ChFC®: Chartered Financial ConsultantCLU®: Chartered Life Underwriter
Location:
La Jolla, CA 92037
Company:
BALBOA WEALTH PARTNERS, INC.
Disclosures:
Experience:
42 years
View Profile
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