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VC

Vincent P. Conrad

GT SECURITIES
Los Angeles, CA 90094
Some features on this profile are disabled
CRD#: 1717786
VC

Professional summary

Vincent Paul Conrad, who also goes by VIncent P Conrad, is a registered financial professional currently at GT SECURITIES, INC. located in Los Angeles, California.

Vincent is registered as a RR (Registered Representative) and started their career in finance in 1987. Vincent has worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 79, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Vincent P Conrad

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Vincent Paul Conrad's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 22, 2017 - Present

GT SECURITIES, INC.

Office #1: 12130 Millennium Dr Suite 300, Los Angeles, CA 90094
BD
CRD#: 116012
Los Angeles, CA
Past

June 11, 2024 - December 23, 2024

FREDERICKS MICHAEL SECURITIES, INC.

BD
CRD#: 46725
NEW YORK, NY
Past

June 18, 2015 - May 15, 2017

ROBERTSON STEPHENS SECURITIES

BD
CRD#: 167704
SAN FRANCISCO, CA
Past

December 16, 2009 - August 13, 2013

BTIG, LLC

BD
CRD#: 122225
SAN FRANCISCO, CA
Past

November 5, 2007 - January 27, 2009

AVONDALE PARTNERS, LLC

BD
CRD#: 46838
SAN FRANCISCO, CA
Past

January 15, 2003 - June 23, 2006

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
SAN FRANCISCO, CA
Past

July 30, 2002 - November 1, 2002

PERSHING LLC

RIA
CRD#: 7560
NEW YORK, NY
Past

February 8, 2001 - November 1, 2002

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

March 23, 1998 - June 23, 2006

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

May 2, 1997 - April 2, 1998

ABN AMRO SECURITIES LLC

BD
CRD#: 6540
NEW YORK, NY
Past

April 30, 1996 - February 21, 1997

NEEDHAM & COMPANY, LLC

BD
CRD#: 16360
NEW YORK, NY
Past

August 3, 1992 - August 1, 1995

MONTGOMERY SECURITIES

BD
CRD#: 4357
SAN FRANCISCO, CA
Past

April 15, 1991 - February 3, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

May 29, 1990 - April 18, 1991

JJC SECURITIES CO., INC.

BD
CRD#: 3144
Past

June 14, 1989 - May 29, 1990

JSC SECURITIES, INC.

BD
CRD#: 475
Past

June 1, 1989 - June 21, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

BD
CRD#: 6403
Past

November 14, 1988 - May 8, 1989

FINANCIAL SQUARE PARTNERS

BD
CRD#: 1541
Past

July 13, 1988 - November 29, 1988

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
Past

August 20, 1987 - August 6, 1988

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(5/22/2017)
RR
Illinois
(6/3/2022)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/10/2000
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/14/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 12/21/2012
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 8/15/1987
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/12/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GS
GT SECURITIES, INC.
GROWTHINK SECURITIES, INC. | GT SECURITIES, INC. | GROWTHINK, INC.

CRD#: 116012 / SEC#: , 8-53527

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
12130 Millennium Dr Suite 300, Los Angeles, CA 90094
Mailing Address
12130 Millennium Dr, Los Angeles, CA 90094
Phone number
(310) 846-5004
Established
California since 12/06/2001
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GROWTHINK, INC.PARENT CORPORATION
MUELLER, MICHELLECHIEF COMPLIANCE OFFICER6707697
TURO, JAMES STEVENMANAGING DIRECTOR2083402

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GT SECURITIES, INC.

CRD#: 116012Los Angeles, CA 90094

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