Arnold Sarabella
Professional summary
Arnold Sarabella is a registered financial professional currently at BREAN CAPITAL, LLC located in New York, New York.
Arnold is registered as a RR (Registered Representative) and started their career in finance in 1998. Arnold has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 28, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arnold Sarabella's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2013 - Present
BREAN CAPITAL, LLC
Office #1: 505 Fifth Avenue 5th Floor, New York, NY 10017May 24, 2019 - April 19, 2022
HUNT FINANCIAL SECURITIES
January 21, 2011 - July 12, 2013
GLEACHER PARTNERS LLC
May 14, 2010 - August 23, 2010
BROADPOINT AMTECH, INC.
July 2, 2008 - July 12, 2013
GLEACHER & COMPANY SECURITIES, INC.
April 18, 2007 - May 16, 2008
CREDIT AGRICOLE SECURITIES (USA) INC.
September 6, 2005 - May 2, 2007
J.P. MORGAN SECURITIES INC.
March 25, 2002 - December 2, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 6, 2001 - November 7, 2001
BONDBOOK, LLC
February 10, 2000 - March 26, 2001
FAM DISTRIBUTORS, INC.
February 11, 1998 - February 10, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2013)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 28
Date: 3/19/2025
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Nasdaq Stock Market
Current Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
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