Nelson Ng
Professional Summary
Nelson Ng is a registered financial advisor currently at LAMPERT CAPITAL MARKETS INC. located in New York, New York. Nelson is registered as a RR (Registered Representative) and started their career in finance in 1996. Nelson has worked at 5 firms and has passed the Series 63, SIE, Series 99TO, Series 7 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
ICM CAPITAL MARKETS LTD. | LAMPERT CAPITAL MARKETS INC. | INTERNET CAPITAL MARKETS CORPORATION
Contact Information
Main Address
900 Third Ave Suite 1403, Ny, NY 10022Mailing Address
900 Third Ave Suite 1403, Ny, NY 10022Phone Number
(347) 614-4775Established
New York since 09/25/1998Firm Type
CorporationFiscal Year End
AugustFirm Size
SmallFINRA licenses (34 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LAMPERT ADVISORS LLC | SHAREHOLDER | — |
| LAMPERT, STEWART RANDY | CHAIRMAN/CEO DIRECTOR/ CCO | — |
| NG, NELSON | CHIEF FINANCIAL OFFICER | 1716597 |
Disclosures
Regulatory Event
1Arbitration
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nelson Ng's CRS (Customer Relationship Summary).
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