Avrohom Y. Fox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Avrohom Yisroel Fox, who also goes by Avi Yisrael Fox, Avi Fox, Avrohom Yisrael Fox, was a registered financial professional .
Avrohom is a previously registered financial professional and started their career in finance in 1987. Avrohom had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2001 - October 23, 2001
DEERFIELD SECURITIES, INC.
April 24, 1995 - November 13, 2001
WEB STREET SECURITIES, INC.
October 8, 1993 - September 19, 1994
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 26, 1992 - September 14, 1993
EURO-ATLANTIC SECURITIES INC.
January 16, 1991 - March 21, 1991
KOBER FINANCIAL CORP.
June 1, 1990 - January 16, 1991
PARAGON CAPITAL MARKETS, INC.
May 8, 1989 - April 9, 1990
H.J. MEYERS & CO., INC.
December 22, 1988 - May 11, 1989
HUBERMAN SECURITIES CORP.
November 23, 1988 - December 23, 1988
G. K. SCOTT & CO., INC.
January 4, 1988 - November 29, 1988
GREENTREE SECURITIES CORP.
August 28, 1987 - February 2, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
DEERFIELD SECURITIES, INC.
CRD#: 104400 / SEC#: , 8-52873
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEB STREET, INC. | SHAREHOLDER | |
| BARR, JOSEPH ANDREW | TREASURER | 3158830 |
| COHN, STUART ARTHUR | CORPORATE SECRETARY | 4096350 |
| DOTSON, CONNIE MARIE | DIRECTOR | 2772041 |
| FOX, AVROHOM YISROEL | CO-CEO/CO-PRESIDENT | 1715993 |
| FOX, YOSEF YEHUDA | CO-CEO/CO-PRESIDENT | 2386001 |
| HERMANN, JAMES CLIFFORD | DIRECTOR COMPLIANCE, CROP/SROP | 1697681 |
| LILIEN, ROBERT JARRETT | DIRECTOR | 1337819 |
| MOLNAR, RONALD ANTON | SR. VP | 1409436 |
| NALBONE, CHARLES ANTHONY | DIRECTOR | 1186632 |
| OBRIEN, EDITH THEREASE | V/P, CONTROLLER, FINOP | 2513945 |
| ROSENBERG, DAVID J | COO | 3223751 |
| WHITE, SUSAN THERESA | DIRECTOR | 1239167 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
