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Avrohom Yisroel Fox

CRD# 1715993·Registered 1987 - 2001
Previously Registered: Being a previously registered professional could mean that Avrohom is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Avrohom Yisroel Fox, who also goes by Avi Yisrael Fox, Avi Fox, Avrohom Yisrael Fox, was a registered financial advisor. Avrohom was a previously registered financial professional and started their career in finance 1987 - 2001. Avrohom had worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Avi Yisrael Fox, Avi Fox, Avrohom Yisrael Fox

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

DEERFIELD SECURITIES, INC.·CRD# 104400
BD
Chicago, IL
March 23, 2001 - October 23, 2001
WEB STREET SECURITIES, INC.·CRD# 37733
BD
Deerfield, IL
April 24, 1995 - November 13, 2001
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC·CRD# 11025
BD
St. Louis, MO
October 8, 1993 - September 19, 1994
EURO-ATLANTIC SECURITIES INC.·CRD# 21367
BD
Boca Raton, FL
August 26, 1992 - September 14, 1993
KOBER FINANCIAL CORP.·CRD# 17551
BD
Englewood, CO
January 16, 1991 - March 21, 1991
PARAGON CAPITAL MARKETS, INC.·CRD# 18555
BD
East Hanover, NJ
June 1, 1990 - January 16, 1991
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
May 8, 1989 - April 9, 1990
HUBERMAN SECURITIES CORP.·CRD# 10133
BD
December 22, 1988 - May 11, 1989
G. K. SCOTT & CO., INC.·CRD# 3305
BD
Plainview, NY
November 23, 1988 - December 23, 1988
GREENTREE SECURITIES CORP.·CRD# 7372
BD
January 4, 1988 - November 29, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.·CRD# 14156
BD
August 28, 1987 - February 2, 1988

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Current Firm

DS
DEERFIELD SECURITIES, INC.

DEERFIELD SECURITIES, INC.

CRD#: 104400 / SEC#: 8-52873
BD
Terminated by SEC on 12/29/2001

Contact Information

Established

Illinois since 08/09/2000

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
WEB STREET, INC.SHAREHOLDER—
BARR, JOSEPH ANDREWTREASURER3158830
COHN, STUART ARTHURCORPORATE SECRETARY4096350
DOTSON, CONNIE MARIEDIRECTOR2772041
FOX, AVROHOM YISROELCO-CEO/CO-PRESIDENT1715993
FOX, YOSEF YEHUDACO-CEO/CO-PRESIDENT2386001
HERMANN, JAMES CLIFFORDDIRECTOR COMPLIANCE, CROP/SROP1697681
LILIEN, ROBERT JARRETTDIRECTOR1337819
MOLNAR, RONALD ANTONSR. VP1409436
NALBONE, CHARLES ANTHONYDIRECTOR1186632
OBRIEN, EDITH THEREASEV/P, CONTROLLER, FINOP2513945
ROSENBERG, DAVID JCOO3223751
WHITE, SUSAN THERESADIRECTOR1239167

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1987About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1993About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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