AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MB

Mary Best

VELOCITY CLEARING
Hazlet, NJ
·CRD# 1715879·15 years experience

Professional Summary

Mary Best, who also goes by Mary Margaret Best, Mary Margaret Madden, Mary Madden, Mary M Ruiz, Mary Margaret Ruiz, is a registered financial advisor currently at VELOCITY CLEARING, LLC located in Hazlet, New Jersey. Mary is registered as a RR (Registered Representative) and started their career in finance in 2000. Mary has worked at 4 firms and has passed the SIE and Series 99 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mary Margaret Best, Mary Margaret Madden, Mary Madden, Mary M Ruiz, Mary Margaret Ruiz

Blog Corner

Similar Advisors

FR
Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

EAST BRUNSWICK, NJ · CRD#
View profile
JB
Jonathan Buck Bruschi

RBC CAPITAL MARKETS, LLC

MORRISTOWN, NJ · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

FR
Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

EAST BRUNSWICK, NJ · CRD#
JB
Jonathan Buck Bruschi

RBC CAPITAL MARKETS, LLC

MORRISTOWN, NJ · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

FR
Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

EAST BRUNSWICK, NJ · CRD#
JB
Jonathan Buck Bruschi

RBC CAPITAL MARKETS, LLC

MORRISTOWN, NJ · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

FR
Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

EAST BRUNSWICK, NJ · CRD#
JB
Jonathan Buck Bruschi

RBC CAPITAL MARKETS, LLC

MORRISTOWN, NJ · CRD#

Years of Experience

15 years in the financial services industry

Current & Past Employments

VELOCITY CLEARING, LLC·CRD# 126588
BD
1301 Route 36 Suite 103, Hazlet, NJ 07730
April 27, 2021 - Present
MIRAE ASSET SECURITIES (USA) INC.·CRD# 30679
BD
New York, NY
March 27, 2017 - February 4, 2021
JEFFERIES LLC·CRD# 2347
BD
New York, NY
July 2, 2012 - March 17, 2017
NATIONAL INVESTOR SERVICES CORP.·CRD# 39410
BD
Bellevue, NE
August 11, 2000 - September 6, 2001

Similar Advisors

FR
Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

EAST BRUNSWICK, NJ · CRD#
JB
Jonathan Buck Bruschi

RBC CAPITAL MARKETS, LLC

MORRISTOWN, NJ · CRD#

Current Firm

VC
VELOCITY CLEARING, LLC

GUARDIAN TRADING | VELOCITY PRIME SERVICES | VELOCITY EXECUTION SERVICES | VELOCITY CLEARING, LLC | QUANTEX CLEARING, LLC | NYFIX SECURITIES LLC | NYFIX SECURITIES CORPORATION | NYFIX CLEARING CORPORATION

CRD#: 126588 / SEC#: 8-65894
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Mailing Address

1301 Route 36 Suite 103, Hazlet, NJ 07730

Phone Number

(201) 706-7157

Established

Delaware since 06/11/2010

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VCT HOLDINGS, LLCSOLE MEMBER—
BRACERO, FRANK WILLIAMCHIEF FINANCIAL OFFICER/FINOP2178318
CALICE, ROBERT PEERCHIEF OPERATIONS OFFICER2759949
LOGAN, MICHAEL JAMESCHIEF EXECUTIVE OFFICER5763098
PRATNICKI, GREGCHIEF COMPLIANCE OFFICER2409187
ROBERTS, RALSTON PERMARCO-PRESIDENT2526147
SCHAEFFER, BRIAN KEITHCO PRESIDENT3063403

Disclosures

Regulatory Event

19

Similar Advisors

FR
Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

EAST BRUNSWICK, NJ · CRD#
JB
Jonathan Buck Bruschi

RBC CAPITAL MARKETS, LLC

MORRISTOWN, NJ · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

FR
Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

EAST BRUNSWICK, NJ · CRD#
JB
Jonathan Buck Bruschi

RBC CAPITAL MARKETS, LLC

MORRISTOWN, NJ · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 99 — Operations Professional Examination

Passed Jun 2012About the Series 99 exam
FINRA
SRO Registrations

Similar Advisors

FR
Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

EAST BRUNSWICK, NJ · CRD#
JB
Jonathan Buck Bruschi

RBC CAPITAL MARKETS, LLC

MORRISTOWN, NJ · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Mary Best's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

FR
Fernando Rivera

WELLS FARGO CLEARING SERVICES, LLC

EAST BRUNSWICK, NJ · CRD#
JB
Jonathan Buck Bruschi

RBC CAPITAL MARKETS, LLC

MORRISTOWN, NJ · CRD#
MB
Follow Mary
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required