James Demarinis
Professional summary
James Demarinis, who also goes by James A Demarinis, James Anthony Demarinis, is a registered financial professional currently at MESIROW FINANCIAL, INC. located in New York, New York.
James is registered as a RR (Registered Representative) and started their career in finance in 1992. James has worked at 15 firms and has passed the Series 72, SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Demarinis's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2025 - Present
MESIROW FINANCIAL, INC.
Office #1: 140 East 45 Street Suite 31(b), New York, NY 10017June 30, 2021 - February 28, 2023
JEFFERIES LLC
November 9, 2018 - May 27, 2020
CFWP SECURITIES, LLC
November 9, 2018 - October 6, 2020
MINT BROKERS
November 9, 2018 - October 6, 2020
GFI SECURITIES LLC
November 9, 2018 - October 6, 2020
FMX EXECUTION, LLC
November 9, 2018 - October 6, 2020
CF SECURED, LLC
November 9, 2018 - October 6, 2020
BGC FINANCIAL, L.P.
November 9, 2018 - October 6, 2020
AQUA SECURITIES L.P.
November 8, 2018 - October 6, 2020
SUNRISE BROKERS LLC
May 11, 2005 - October 6, 2020
CANTOR FITZGERALD & CO.
March 18, 1999 - March 28, 2005
BARCLAYS CAPITAL INC.
June 12, 1998 - November 4, 1998
RENCAP SECURITIES, INC.
March 8, 1995 - March 16, 1998
YAMAICHI INTERNATIONAL (AMERICA) INC.
December 8, 1992 - February 19, 1993
DISCOUNT CORPORATION OF NEW YORK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 72
Date: 1/2/2023
Government Securities Representative ExaminationFINRA
Current Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | CFO | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
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