Gene R. Maggio
Professional summary
Gene Robert Maggio is a registered financial professional currently at LIQUIDNET, INC. located in New York, New York.
Gene is registered as a RR (Registered Representative) and started their career in finance in 1987. Gene has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 99 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gene Robert Maggio's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 24, 2017 - Present
LIQUIDNET, INC.
Office #1: 200 Vesey Street 5th Floor, New York, NY 10281Office #2: 200 Vesey Street 5th Floor, New York, NY 10281July 25, 2014 - April 1, 2015
G-TRADE SERVICES LLC
June 25, 2012 - July 26, 2017
COWEN EXECUTION SERVICES LLC
June 20, 1989 - September 19, 1994
JAMES CAPEL INCORPORATED
August 6, 1987 - May 20, 1988
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
FINRA
Nasdaq Stock Market
Current Firm
LIQUIDNET, INC.
CRD#: 103987 / SEC#: , 8-52461
Contact information
FINRA licenses (16 States and Territories)
Documents
Disclosures
| Regulatory Event | 10 |
Red Flags
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