David B. Lafferty
Professional summary
David Brian Lafferty, CFP® is a registered financial advisor currently at WESCOTT FINANCIAL ADVISORY GROUP LLC located in Philadelphia, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. David has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view David Brian Lafferty's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1997
Experience
May 3, 2001 - Present
WESCOTT FINANCIAL ADVISORY GROUP LLC
Office #1: 30 S. 17h Street, Philadelphia, PA 19103September 3, 1997 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
September 3, 1997 - April 10, 2001
EQUITABLE ADVISORS, LLC
February 21, 1989 - January 1, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 21, 1989 - January 1, 1993
EQUITABLE ADVISORS, LLC
July 22, 1988 - February 22, 1989
PHILADELPHIA FINANCIAL ADVISORS, INC.
September 9, 1987 - July 22, 1988
PHILADELPHIA FINANCIAL ADVISORS, INC.
Primary Firm SEC Registration
WESCOTT FINANCIAL ADVISORY GROUP LLC
CRD#: 105989 / SEC#: 801-29752
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/3/2001)
Exams
Current Firm
WESCOTT FINANCIAL ADVISORY GROUP LLC
CRD#: 105989 / SEC#: 801-29752
Contact information
SEC notice filing (16 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,329 |
| AUM (Assets Under Management) | $ 3,725,004,015 |
Red Flags
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