James M. Lorenz
STRATEGIC ADVISERS LLC | Financial Consultant
STRATHAM, NH
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CRD#: 1707623
Professional summary
James M Lorenz, CFP®, who also goes by James Michael Lorenz, James Lorenz, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Stratham, New Hampshire and FIDELITY BROKERAGE SERVICES LLC located in Portsmouth, New Hampshire.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. James has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 8 exams.
Biography
As a long-time resident, and Fidelity associate for over the past 20 years, I'm honored to be helping families in the Seacoast and surrounding areas. I am passionate about establishing meaningful, long-term relationships with my clients and know that this can only be earned over time. Once I fully understand your situation and future goals, I will work with you and those you care about to co-create and implement a personalized and comprehensive financial plan.
Question & Answer
What are your service offerings?
Retirement Income Management
Estate Planning
Education Planning
Comprehensive Financial Planni...
Retirement Planning
Inheritance
Investment Planning
Are you a "fiduciary"?
Yes
Aliases
James Michael Lorenz | James Lorenz
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James M Lorenz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Education
Roger Williams University
Bachelor of Business Administration - Economics and Finance
1987
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 54 Maplewood Ave, Portsmouth, NH 03801-3712RIA
CRD#: 104555
STRATHAM, NH
Current
February 8, 2019 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 54 Maplewood Avenue, Portsmouth, NH 03801BD
CRD#: 7784
Portsmouth, NH
Past
May 19, 2019 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
April 27, 2005 - March 28, 2007
FIDELITY PERSONAL TRUST COMPANY, FSB
RIA
CRD#: 109516
MERRIMACK, NH
Past
October 30, 2001 - August 11, 2016
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
MERRIMACK, NC
Past
January 29, 1996 - August 11, 2016
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MERRIMACK, NH
Past
April 19, 1990 - January 1, 1996
KEYPORT FINANCIAL SERVICES CORP.
BD
CRD#: 8127
WELLESLEY HILLS, MA
Past
September 13, 1988 - July 11, 1989
JSC SECURITIES, INC.
BD
CRD#: 475
Past
July 21, 1988 - September 16, 1988
PRINCETON SECURITIES CORPORATION
BD
CRD#: 21613
Past
November 23, 1987 - August 2, 1988
EQUITIES INTERNATIONAL SECURITIES, INC.
BD
CRD#: 8663
Past
August 5, 1987 - November 16, 1987
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/13/2019)
RR
Alaska(5/17/2019)
RR
Arizona(5/10/2019)
RR
Arkansas(5/13/2019)
RR
California(5/10/2019)
RR
Colorado(5/10/2019)
RR
Connecticut(5/16/2019)
RR
Delaware(5/15/2019)
RR
Florida(5/10/2019)
RR
Georgia(5/10/2019)
RR
Hawaii(5/22/2019)
RR
Idaho(5/9/2019)
RR
Illinois(6/10/2019)
RR
Indiana(5/14/2019)
RR
Iowa(5/17/2019)
RR
Kansas(5/23/2019)
RR
Kentucky(5/10/2019)
RR
Louisiana(5/10/2019)
RR
Maine(5/10/2019)
RR
Maryland(5/16/2019)
RR
Massachusetts(5/8/2019)
IAR
Massachusetts(3/31/2025)
RR
Michigan(5/13/2019)
RR
Minnesota(5/13/2019)
RR
Mississippi(5/13/2019)
RR
Missouri(5/10/2019)
RR
Montana(5/10/2019)
RR
Nebraska(6/12/2019)
RR
Nevada(5/15/2019)
RR
New Hampshire(5/10/2019)
IAR
New Hampshire(3/31/2025)
RR
New Jersey(5/28/2019)
RR
New Mexico(5/10/2019)
RR
New York(5/10/2019)
RR
North Carolina(5/15/2019)
RR
North Dakota(5/23/2019)
RR
Ohio(5/10/2019)
RR
Oklahoma(5/10/2019)
RR
Oregon(5/10/2019)
RR
Pennsylvania(5/10/2019)
RR
Rhode Island(5/16/2019)
RR
South Carolina(5/14/2019)
RR
South Dakota(5/14/2019)
RR
Tennessee(5/14/2019)
RR
Texas(5/14/2019)
IAR
Texas(3/31/2025)
RR
Utah(5/10/2019)
RR
Vermont(5/13/2019)
RR
Virginia(5/13/2019)
RR
Washington(5/13/2019)
RR
West Virginia(5/22/2019)
RR
Wisconsin(5/10/2019)
RR
Wyoming(5/10/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 5/10/1999
General Securities Sales Supervisor Examination (Options Module & General Module)SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Stratham, NHTRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
