Dorothy J. Tidwell

ALLSTATE FINANCIAL ADVISORS

Emporia, KS 66801-4012

Some features on this profile are disabled

CRD#: 1706633

Professional summary

Dorothy Jean Tidwell, who also goes by Dorothy Jean Kerr, Jean Tidwell, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Emporia, Kansas and ALLSTATE FINANCIAL SERVICES, LLC located in Emporia, Kansas.

Dorothy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Dorothy has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dorothy Jean Kerr | Jean Tidwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FAMILY FARM, RR 3 ARKANSAS CITY KS 67005, RENT THE FAMILY FARM OUT TO SOMEONE WHO FARMS THE GROUD AND GRAZES CATTLE ON THE PASTURE, NOT INVESTMENT RELATED, 1% OF TIME DEVOTED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dorothy Jean Tidwell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2012 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 411 Commercial St, Emporia, KS 66801-4012

RIA

CRD#: 109524

Emporia, KS

Current

March 22, 2002 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 411 Commercial St, Emporia, KS 66801-4012

CRD#: 18272

Emporia, KS

Past

February 28, 2001 - March 27, 2002

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

CINCINNATI, OH

Past

October 5, 1999 - February 22, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

August 14, 1997 - September 29, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 22, 1987 - July 9, 1997

PROFESSIONAL INVESTMENT SERVICES, INC.

CRD#: 13703

WINFIELD, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arkansas
(5/19/2023)

Florida
(12/15/2020)

Kansas
(3/22/2002)

IAR

Kansas
(11/2/2012)

Missouri
(11/16/2004)

Texas
(3/30/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/18/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Spencer Carpenter Iv

TRUIST ADVISORY SERVICES, INC.

IAR

WEST PALM BEACH, FL

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Sandy Giglio

INNOVATION PARTNERS LLC

Charlotte, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dorothy J. Tidwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dorothy Jean Tidwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

THE O.N. EQUITY SALES COMPANY

PRUCO SECURITIES, LLC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PROFESSIONAL INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/18/2012

Series 63

Date: 8/3/1987

SIE

Date: 10/1/2018

Series 7

Date: 7/18/1987

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

Similar Advisors