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Thomas J. Olbrich

CETERA INVESTMENT ADVISERS LLC
SAN DIEGO, CA 92101
Some features on this profile are disabled
CRD#: 1701282
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Professional summary

Thomas J. Olbrich, ChFC®, CLU®, who also goes by Thomas Joseph Olbrich, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in San Diego, California and CETERA ADVISORS LLC located in Cherry Hill, New Jersey.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Thomas has worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas Joseph Olbrich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas J. Olbrich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
ChFC®

Chartered Financial Consultant

CLU®

Chartered Life Underwriter

Experience

Current

January 30, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 655 W Broadway 12th Fl, San Diego, CA 92101Office #2: 1864 Route 70 East, Cherry Hill, NJ 08003
RIA
CRD#: 105644
SAN DIEGO, CA
Current

January 30, 2026 - Present

CETERA ADVISORS LLC

Office #1: 1864 Route 70 East Suite 220, Cherry Hill, NJ 08003
BD
CRD#: 10299
Cherry Hill, NJ
Past

February 14, 2018 - February 3, 2026

LPL FINANCIAL LLC

RIA
CRD#: 6413
CHERRY HILL, NJ
Past

February 14, 2018 - February 3, 2026

LPL FINANCIAL LLC

BD
CRD#: 6413
CHERRY HILL, NJ
Past

January 23, 2013 - February 20, 2018

INVEST FINANCIAL CORPORATION

RIA
CRD#: 12984
MOUNT LAUREL, NJ
Past

January 23, 2013 - February 14, 2018

INVEST FINANCIAL CORPORATION

BD
CRD#: 12984
MOUNT LAUREL, NJ
Past

March 5, 2003 - February 1, 2013

HORNOR, TOWNSEND & KENT, LLC

RIA
CRD#: 4031
MOORESTOWN, NJ
Past

February 12, 2003 - February 1, 2013

HORNOR, TOWNSEND & KENT, LLC

BD
CRD#: 4031
MOORESTOWN, NJ
Past

May 24, 2002 - February 11, 2003

1717 CAPITAL MANAGEMENT COMPANY

RIA
CRD#: 4082
MOUNT LAUREL, NJ
Past

November 30, 1994 - February 11, 2003

1717 CAPITAL MANAGEMENT COMPANY

BD
CRD#: 4082
NEWARK, DE
Past

November 29, 1989 - December 20, 1994

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

BD
CRD#: 5181
BOSTON, MA
Past

August 5, 1987 - December 20, 1994

SIGNATOR INVESTORS, INC.

BD
CRD#: 468
BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/30/2026)
RR
Colorado
(1/30/2026)
RR
Connecticut
(1/30/2026)
RR
Delaware
(1/30/2026)
RR
Florida
(1/30/2026)
RR
Illinois
(1/30/2026)
RR
Maryland
(2/12/2026)
RR
New Jersey
(1/30/2026)
IAR
New Jersey
(2/2/2026)
RR
New York
(1/30/2026)
RR
Ohio
(1/30/2026)
RR
Pennsylvania
(1/30/2026)
RR
Texas
(1/30/2026)
IAR
Texas
(1/30/2026)
RR
Vermont
(1/30/2026)
RR
Virginia
(1/30/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 2/5/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/28/2000
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 8/3/1987
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS

CRD#: 105644 / SEC#: 801-20406

RIA
Registered Investment Advisory firm - (1/13/1984 Approved)
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Contact information

Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory assets under management

Total Number of Accounts584,487
AUM (Assets Under Management)$ 163,792,814,520

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2025
Cover Page
Report
12/13/2024
Cover Page
Report
09/26/2023
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644San Diego, CA 92101

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Contact information

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xxxxx@xxxx.xxx

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