Glen R. Stifelman
Professional summary
Glen Robert Stifelman is a registered financial professional currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey and FUTU CLEARING INC located in Dallas, Texas.
Glen is registered as a RR (Registered Representative) and started their career in finance in 1988. Glen has worked at 18 firms and has passed the Series 63, Series 52TO, Series 72, Series 57TO, Series 79TO, Series 99TO, SIE, Series 34, Series 3, Series 55, Series 15, Series 7, Series 14, Series 9, Series 10, Series 53, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Glen Robert Stifelman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2022 - Present
MOOMOO FINANCIAL INC.
Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311October 23, 2024 - Present
FUTU CLEARING INC
Office #1: 12750 Merit Drive Suite 475, Dallas, TX 75251September 29, 2015 - July 9, 2021
OPEN TO THE PUBLIC INVESTING, INC.
January 5, 2015 - October 13, 2022
T3 TRADING GROUP, LLC
April 3, 2009 - January 5, 2015
ROCKWELL GLOBAL CAPITAL LLC
May 19, 2008 - November 9, 2009
KABRIK TRADING LLC
January 2, 2008 - May 16, 2008
EKN FINANCIAL SERVICES INC.
May 15, 2006 - December 31, 2007
EVOLUTION FINANCIAL TECHNOLOGIES, LLC
October 25, 2005 - July 12, 2006
KABRIK TRADING LLC
December 11, 2003 - January 5, 2005
BANC OF AMERICA SECURITIES LLC
December 3, 2002 - January 7, 2003
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
April 19, 2000 - April 30, 2001
INSTINET.COM CORPORATION
December 21, 1999 - June 20, 2000
REUTERS C CORPORATION
January 27, 1998 - June 17, 1999
CITICORP SECURITIES SERVICES, INC.
February 25, 1997 - December 31, 1997
TD AMERITRADE, INC.
March 28, 1995 - February 28, 1997
GREEN LINE INVESTOR SERVICES (U.S.A.) INC.
November 17, 1994 - January 19, 1995
TD SECURITIES (USA) LLC
January 20, 1992 - November 1, 1994
QUICK & REILLY, INC.
January 11, 1988 - January 21, 1992
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/12/2024)
(9/20/2022)
(12/12/2022)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 3/12/1999
Limited Representative-Equity Trader ExamSeries 15
Date: 7/2/1998
Foreign Currency Options ExaminationSeries 8
Date: 4/1/1991
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FUTU CLEARING INC
CRD#: 298769 / SEC#: , 8-70215
Contact information
FINRA licenses (2 States and Territories)
Documents
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