OA
Omelio Armas
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES
Charlotte, NC 28262
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CRD#: 1697534
OA
Professional summary
Omelio Armas JR, who also goes by Omelio Armas Jr, Omelio Armas, is a registered financial professional currently at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located in Charlotte, North Carolina.
Omelio is registered as a RR (Registered Representative) and started their career in finance in 1987. Omelio has worked at 14 firms and has passed the Series 63, Series 57TO, Series 52TO, SIE, Series 55, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Omelio Armas Jr | Omelio Armas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Omelio Armas JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 17, 2025 - Present
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
Office #1: 8500 Andrew Carnegie Blvd. Charlotte Hub, Charlotte, NC 28262RIA
BD
CRD#: 20472
Charlotte, NC
Past
July 3, 2018 - March 31, 2025
ZEUS FINANCIAL, LLC
BD
CRD#: 18192
Charlotte, NC
Past
January 31, 2014 - July 9, 2018
COHEN & COMPANY SECURITIES, LLC
BD
CRD#: 149758
CHARLOTTE, NC
Past
March 8, 2010 - January 31, 2014
JVB FINANCIAL GROUP, LLC
BD
CRD#: 104412
BOCA RATON, FL
Past
October 9, 2007 - March 8, 2010
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
BD
CRD#: 118812
BOCA RATON, FL
Past
September 19, 2007 - October 16, 2007
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
BOCA RATON, FL
Past
August 9, 2002 - September 20, 2007
FIRST AMERICAN CAPITAL AND TRADING CORPORATION
BD
CRD#: 118812
BOCA RATON, FL
Past
April 3, 2001 - March 25, 2002
HUDSON SECURITIES,INC.
BD
CRD#: 10467
JERSEY CITY, NJ
Past
February 22, 2001 - April 16, 2001
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BD
CRD#: 3466
NEW YORK, NY
Past
September 16, 1998 - January 31, 2001
HILL THOMPSON MAGID & CO., INC.
BD
CRD#: 2202
JERSEY CITY, NJ
Past
October 5, 1995 - September 16, 1998
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
BD
CRD#: 3466
NEW YORK, NY
Past
July 23, 1993 - September 25, 1995
JW GENESIS CLEARING CORP.
BD
CRD#: 6631
BOCA RATON, FL
Past
August 5, 1991 - August 15, 1991
CHATFIELD DEAN & CO., INC.
BD
CRD#: 14714
GREENWOOD VILLAGE, CO
Past
September 24, 1990 - October 26, 1990
GOLDEN HARRIS CAPITAL GROUP, INC.
BD
CRD#: 13889
WEST ORANGE, NJ
Past
July 19, 1989 - February 3, 1990
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
WESTLAKE, TX
Past
September 24, 1987 - April 29, 1989
SSI SECURITIES CORP.
BD
CRD#: 8275
BOCA RATON, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/17/2025)
RR
Alaska(7/17/2025)
RR
Arizona(7/17/2025)
RR
Arkansas(7/17/2025)
RR
California(7/17/2025)
RR
Colorado(7/17/2025)
RR
Connecticut(7/17/2025)
RR
Delaware(7/17/2025)
RR
District of Columbia(7/17/2025)
RR
Florida(7/17/2025)
RR
Georgia(7/17/2025)
RR
Hawaii(7/17/2025)
RR
Idaho(7/17/2025)
RR
Illinois(7/17/2025)
RR
Indiana(7/17/2025)
RR
Iowa(7/17/2025)
RR
Kansas(7/17/2025)
RR
Kentucky(7/17/2025)
RR
Louisiana(7/17/2025)
RR
Maine(7/17/2025)
RR
Maryland(7/17/2025)
RR
Massachusetts(7/17/2025)
RR
Michigan(7/17/2025)
RR
Minnesota(7/17/2025)
RR
Mississippi(7/17/2025)
RR
Missouri(7/17/2025)
RR
Montana(7/17/2025)
RR
Nebraska(7/17/2025)
RR
Nevada(7/17/2025)
RR
New Hampshire(7/17/2025)
RR
New Jersey(7/17/2025)
RR
New Mexico(7/17/2025)
RR
New York(7/17/2025)
RR
North Carolina(7/17/2025)
RR
North Dakota(7/17/2025)
RR
Ohio(7/21/2025)
RR
Oklahoma(7/17/2025)
RR
Oregon(7/17/2025)
RR
Pennsylvania(7/17/2025)
RR
Puerto Rico(11/4/2025)
RR
Rhode Island(7/17/2025)
RR
South Carolina(7/17/2025)
RR
South Dakota(7/17/2025)
RR
Tennessee(7/17/2025)
RR
Texas(7/17/2025)
RR
Utah(7/17/2025)
RR
Vermont(7/17/2025)
RR
Virgin Islands(11/4/2025)
RR
Virginia(7/17/2025)
RR
Washington(7/17/2025)
RR
West Virginia(7/17/2025)
RR
Wisconsin(7/17/2025)
RR
Wyoming(7/17/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 7/22/1998
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
ADVICE & PLANNING SERVICES | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC | TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. | TIAA-CREF BROKERAGE SERVICES | TIAA-CREF ADVICE AND PLANNING SERVICES | COLLEGE RETIREMENT EQUITIES FUND | ADVICE AND PLANNING SERVICES
CRD#: 20472 / SEC#: 801-63550, 8-44454
RIA
Registered Investment Advisory firm - SEC (9/24/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
730 Third Avenue, New York, NY 10017-3206
Mailing Address
8500 Andrew Carnegie Boulevard Mail Stop Ssc/c2/08, Charlotte, NC 28262-8500
Phone number
(704) 988-3565
Established
Delaware since 01/01/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,319
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
