Sandro Louis Ramos
Professional Summary
Sandro Louis Ramos, who also goes by Sande Ramos, Sandy Ramos, is a registered financial advisor currently at STONECREST CAPITAL MARKETS, INC. located in Orlando, Florida. Sandro is registered as a RR (Registered Representative) and started their career in finance in 1988. Sandro has worked at 13 firms and has passed the Series 63, Series 65, Series 99TO, Series 79TO, SIE, Series 87, Series 7, Series 9, Series 10, Series 24, Series 14, Series 8...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Sande Ramos, Sandy Ramos
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
38 years in the financial services industry
Current & Past Employments
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Current Firm
REDWINE & COMPANY, INC. | STONECREST PARTNERS | STONECREST CAPITAL MARKETS, INC.
Contact Information
Main Address
300 W. 6th St. Suite 1550, Austin, TX 78701Mailing Address
300 W. 6th St. Suite 1550, Austin, TX 78701Phone Number
(512) 275-6515Established
North Carolina since 10/20/1995Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (41 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(5/10/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 87 — Research Analyst Exam - Part II Regulations Module
Passed Jun 2006About the Series 87 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2023About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jan 2023About the Series 10 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1994SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Sandro Louis Ramos's CRS (Customer Relationship Summary).
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