David J. Grantham
Professional summary
David James Grantham, CFP®, who also goes by Dave Grantham, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Jacksonville, Florida.
David is registered as a RR (Registered Representative) and started their career in finance in 1987. David has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David James Grantham's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 12724 Gran Bay Pkwy, Lakeside 1, Suite 150, Jacksonville, FL 32258December 2, 2011 - November 9, 2018
LASALLE ST SECURITIES, L.L.C.
August 1, 2011 - December 1, 2011
SIGNATOR INVESTORS, INC.
March 16, 2010 - August 4, 2011
TLG ADVISORS, INC.
February 17, 2010 - August 2, 2011
THE LEADERS GROUP, INC.
September 1, 1987 - January 22, 2010
PRUCO SECURITIES, LLC.
August 20, 1987 - January 22, 2010
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/9/2018)
(11/9/2018)
(7/15/2025)
(10/10/2022)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Company Information
THE LEADERS GROUP, INC.
CRD#: 37157Jacksonville, FL 32258TRUST BUT VERIFY
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