Mark A. Groesbeck

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Daleville, VA

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CRD#: 1690996

Professional summary

Mark Anton Groesbeck, CFP®, ChFC®, CLU® is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in Daleville, Virginia and LASALLE ST SECURITIES, L.L.C. located in Daleville, Virginia.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Mark has worked at 11 firms and has passed the Series 63, Series 65, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Provident Wealth Strategies; Financial Planner; This is a DBA name for my business which I will use with my clients or prospects Salem Montessori School (SMS); VP; wife has owned SMS for 31 years and I am VP of the corporation as her husband Mark Groesbeck dba Provident Wealth Strategies; Financial Planner; Life or Fixed or VA Insurance marketing or servicing of policies for existing or prospective clients. Do needs analysis, seek cheaper premiums or restructure existing policies as needed. VMN Inc.; VP; VMN owns 3 buildings that are leased to Salem Montessori School (SMS) which is owned 100% by my wife Valerie Groesbeck Salem Monte

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anton Groesbeck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1995

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

December 20, 2024 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

RIA

CRD#: 109701

Daleville, VA

Current

December 20, 2024 - Present

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Daleville, VA

Past

August 20, 2013 - December 20, 2024

SCF INVESTMENT ADVISORS, INC.

RIA

CRD#: 123608

Daleville, VA

Past

August 20, 2013 - December 20, 2024

SCF SECURITIES, INC.

CRD#: 47275

Houston, TX

Past

January 26, 2011 - August 20, 2013

ALAMO ASSET ADVISORS

RIA

CRD#: 140166

SAN ANTONIO, TX

Past

October 15, 2010 - November 15, 2011

WFG ADVISORS, LP

RIA

CRD#: 125073

HOUSTON, TX

Past

October 7, 2010 - August 2, 2013

WFG INVESTMENTS, INC.

CRD#: 22704

HOUSTON, TX

Past

March 19, 2009 - October 4, 2010

ABSHIER WEBB DONNELLY & BAKER, INC.

RIA

CRD#: 104051

HOUSTON, TX

Past

March 19, 2009 - October 4, 2010

ABSHIER WEBB DONNELLY & BAKER, INC.

CRD#: 104051

HOUSTON, TX

Past

October 27, 1999 - March 18, 2009

STANFORD GROUP COMPANY

RIA

CRD#: 39285

HOUSTON, TX

Past

May 14, 1998 - March 18, 2009

STANFORD GROUP COMPANY

CRD#: 39285

HOUSTON, TX

Past

February 10, 1998 - May 20, 1998

HANCOCK WHITNEY INVESTMENT SERVICES INC.

CRD#: 40637

NEW ORLEANS, LA

Past

September 24, 1987 - April 9, 1996

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(1/8/2025)

IAR

Arizona
(1/8/2025)

IAR

Arkansas
(12/20/2024)

California
(12/20/2024)

IAR

California
(12/20/2024)

IAR

Colorado
(12/20/2024)

IAR

Florida
(2/6/2025)

Georgia
(12/20/2024)

IAR

Georgia
(2/10/2025)

IAR

Hawaii
(12/20/2024)

Idaho
(12/20/2024)

IAR

Idaho
(12/20/2024)

IAR

Illinois
(1/23/2025)

Louisiana
(1/2/2025)

IAR

Louisiana
(1/3/2025)

IAR

Massachusetts
(1/31/2025)

Michigan
(12/20/2024)

IAR

Michigan
(12/20/2024)

IAR

Minnesota
(2/7/2025)

IAR

Mississippi
(12/20/2024)

Nevada
(12/20/2024)

North Carolina
(12/20/2024)

IAR

North Carolina
(12/20/2024)

IAR

Ohio
(1/9/2025)

IAR

Pennsylvania
(2/7/2025)

Texas
(12/20/2024)

IAR

Texas
(12/20/2024)

Utah
(12/20/2024)

IAR

Utah
(12/20/2024)

Virginia
(12/20/2024)

IAR

Virginia
(12/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 10/26/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/1/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 1/27/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

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Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark A. Groesbeck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Anton Groesbeck's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

SCF INVESTMENT ADVISORS, INC.

SCF SECURITIES, INC.

ALAMO ASSET ADVISORS

WFG ADVISORS, LP

WFG INVESTMENTS, INC.

ABSHIER WEBB DONNELLY & BAKER, INC.

ABSHIER WEBB DONNELLY & BAKER, INC.

STANFORD GROUP COMPANY

STANFORD GROUP COMPANY

HANCOCK WHITNEY INVESTMENT SERVICES INC.

KEOGLER, MORGAN & COMPANY, INC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 63

Date: 10/26/1999

Series 65

Date: 4/1/1999

SIE

Date: 10/1/2018

Series 31

Date: 1/27/2006

Series 7

Date: 9/19/1987

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

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