John C. Leo
Professional summary
John Christopher Leo is a registered financial professional currently at VCS VENTURE SECURITIES located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 1987. John has worked at 12 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Christopher Leo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2025 - Present
VCS VENTURE SECURITIES
Office #1: 29 Broadway Suite 1502, New York, NY 10006-3201February 2, 2023 - November 3, 2025
GREAT PINE INVESTMENTS LLC
February 2, 2017 - November 18, 2020
PRIMARY ASSET MANAGEMENT, LLC
March 19, 2007 - February 6, 2023
VCS VENTURE SECURITIES
November 12, 2004 - March 20, 2007
AMERICAN UNION SECURITIES, INC.
January 20, 2004 - September 2, 2004
MANOR SECURITIES, LLC
June 21, 2001 - February 12, 2002
HFP CAPITAL MARKETS LLC
June 19, 1997 - July 16, 2001
CROWN FINANCIAL GROUP, INC.
August 19, 1996 - May 13, 1997
TEEVAN & CO., INC.
August 22, 1995 - January 4, 1996
QUICK & REILLY, INC.
June 8, 1994 - December 9, 1994
AMERICAN FRONTEER FINANCIAL CORPORATION
March 14, 1988 - June 1, 1994
F.N. WOLF & CO., INC.
July 21, 1987 - March 15, 1988
EQUITABLE SECURITIES OF NEW YORK,INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/2/2025)
(10/3/2025)
(10/3/2025)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 11/9/1998
Limited Representative-Equity Trader ExamFINRA
Current Firm
VCS VENTURE SECURITIES
CRD#: 127921 / SEC#: , 8-66069
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| LEO CAPITAL MARKETS, LLC | DIRECT OWNER | |
| NEW AGE CAPITAL MANAGEMENT, LLC | DIRECT OWNER | |
| MOOD, TRAVIS ANTON MORSE | REGISTERED OPTIONS PRINCIPAL | 4745001 |
| NIXON, JON ALAN | FINOP | 4710715 |
| STALANSKI, JOHN WALTER | AMLCO | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF OPERATING OFFICER | 2922709 |
| STALANSKI, JOHN WALTER | CHIEF COMPLIANCE OFFICER | 2922709 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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