Keith M. Donnell

MODERN WEALTH CONCEPTS LLC

Jenkintown, PA 19046

Some features on this profile are disabled

CRD#: 1687099

Professional summary

Keith Martin Donnell, CFP®, who also goes by Keith Martin Donnell Sr, is a registered financial advisor currently at MODERN WEALTH CONCEPTS LLC located in Jenkintown, Pennsylvania.

Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Keith has worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 4 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Keith Martin Donnell Sr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Keith Donnell provides personal financial counseling services to service-members of the PA National Guard as a Department of Defense Contractor. Keith Donnell is also an Adjunct Professor of Finance at Saint Joseph's University in Philadelphia. These actives are unconnected to ModernWealthConcepts LLC. The Executive Services Group; Is the business investment related : No; 413 Johnson Street, Jenkintown, PA 19046; works with companies and executives to provide Executive Leadership and Life Coaching. This includes work / life balance, leadership effectiveness, career satisfaction, financial preparedness, and mind and body wellness coaching.; President - ModernWealthConcepts LLC; The business will be managed by Jenifer Montague, Managing Director.; Start date with business : 2018-03-01; Hours devoted to business during trading hours : 0; Hours devoted to business outside trading hours : 5; Percentage of total yearly compensation expected to be derived from the business : 25;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Martin Donnell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

September 1, 2010 - Present

MODERN WEALTH CONCEPTS LLC

Office #1: 261 Old York Rd Suite 735, Jenkintown, PA 19046

RIA

CRD#: 154742

Jenkintown, PA

Past

May 8, 2009 - July 30, 2010

OPPENHEIMER & CO. INC.

CRD#: 249

PHILADELPHIA, PA

Past

January 13, 2001 - April 27, 2006

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

December 4, 1997 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

April 28, 1994 - March 12, 1996

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Past

April 6, 1994 - December 4, 1997

BT BROKERAGE CORPORATION

CRD#: 16570

NEW YORK, NY

Past

July 21, 1987 - March 9, 1994

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(9/1/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2009

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/17/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/18/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 4

Date: 8/29/1997

Registered Options Principal Examination

Principal/Supervisory Exam

Series 8

Date: 2/17/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

MODERN WEALTH CONCEPTS LLC

CRD#: 154742 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (9/1/2010 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

261 Old York Rd Suite 735, Jenkintown, PA 19046

Mailing Address

Po Box 283, Elkins Park, PA 19027

Phone number

(215) 782-1877

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	35
AUM (Assets Under Management)	$ 42,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Mullen

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Horsham, PA

Boris Niko

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Feasterville, PA

Dustin Willing

KESTRA ADVISORY SERVICES, LLC

IAR

Wayne, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Keith M. Donnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Keith Martin Donnell's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPPENHEIMER & CO. INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

DB ALEX. BROWN LLC

BT BROKERAGE CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2009

Series 65

Date: 5/17/1999

Series 63

Date: 7/23/1987

Series 7

Date: 7/18/1987

Series 4

Date: 8/29/1997

Series 8

Date: 2/17/1995

Current Firm

MODERN WEALTH CONCEPTS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MODERN WEALTH CONCEPTS LLC

TRUST BUT VERIFY

Similar Advisors