Benjamin A. Koplan
Professional summary
Benjamin Allen Koplan, who also goes by Ben Koplan, is a registered financial professional currently at VANDERBILT SECURITIES, LLC located in Woodbury, New York.
Benjamin is registered as a RR (Registered Representative) and started their career in finance in 1988. Benjamin has worked at 9 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Benjamin Allen Koplan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2018 - Present
VANDERBILT SECURITIES, LLC
Office #1: 125 Froehlich Farm Blvd., Woodbury, NY 11797January 18, 2013 - February 16, 2018
CALTON & ASSOCIATES, INC.
December 15, 2009 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
April 6, 1995 - April 10, 2008
INTERLINK SECURITIES CORP.
October 15, 1993 - March 13, 1995
VOYA FINANCIAL PARTNERS, LLC
January 1, 1991 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
June 23, 1988 - February 12, 1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
June 23, 1988 - February 12, 1990
MONY SECURITIES CORPORATION
February 29, 1988 - November 22, 1988
FIDELITY EQUITY SERVICES CORPORATION
February 28, 1988 - November 22, 1988
FIDELITY EQUITY SERVICES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/15/2018)
Exams
FINRA
Current Firm
VANDERBILT SECURITIES, LLC
CRD#: 5953 / SEC#: , 8-16712
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VANDERBILT CAPITAL, LLC | SOLE OWNER | |
| ANTENOR, JR, DANIEL | CHIEF OPERATIONS OFFICER/OPTIONS/MUNI | 5839052 |
| DISTANTE, STEPHEN ALFRED | CEO - LIMITED PARTNER | 2206574 |
| PLAPP, MEGAN LYNN | FINOP, POO, PFO, CFO | 6790596 |
| THOMAS, MICHELLE DENISE | CHIEF COMPLIANCE OFFICER | 2210435 |
| TRIFILETTI, JOSEPH JOHN | PRESIDENT | 5295897 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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