Didier J. Varlet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Didier Jacques Varlet was a registered financial professional .
Didier is a previously registered financial professional and started their career in finance in 1992. Didier had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 15, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2020 - November 1, 2023
IASG ALTERNATIVES, LLC
May 20, 2015 - December 31, 2018
GAR WOOD SECURITIES, LLC
September 8, 2014 - May 18, 2015
LICCAR SECURITIES, LLC
July 6, 2006 - September 8, 2014
GAR WOOD SECURITIES, LLC
May 10, 2005 - December 20, 2006
SPIKE FINANCIAL SERVICES, LLC
October 13, 1992 - January 2, 2003
NEWEDGE FINANCIAL INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 15
Date: 1/30/1989
Foreign Currency Options ExaminationCurrent Firm
IASG ALTERNATIVES, LLC
CRD#: 175478 / SEC#: , 8-69601
Contact information
FINRA licenses (17 States and Territories)
Red Flags
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