Joshua M. Levine
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua Matthew Levine, who also goes by Josh Levin, Josh Levine, Joshua M Levine, Joshua Mathew Levine, Pookie Levine, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 1987. Joshua had worked at 3 firms and has passed the Series 63, Series 7, Series 24, Series 27 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 1998 - May 3, 1999
INET ATS, INC.
December 19, 1994 - January 11, 2000
DATEK ONLINE FINANCIAL SERVICES LLC
January 1, 1993 - April 12, 1996
INET ATS, INC.
May 21, 1987 - January 11, 1993
RUSSO SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 7/30/1993
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
INET ATS, INC.
CRD#: 20746 / SEC#: , 8-38430
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
