Brian Patrick Brody
Professional Summary
Brian Patrick Brody was a registered financial advisor. Brian was a previously registered financial professional and started their career in finance 1995 - 2018. Brian had worked at 9 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
INTELLIGENT CROSS LLC | XIMPACT CROSS, LLC
Contact Information
Main Address
Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902Mailing Address
Soundview Plaza 1266 E Main Street, Suite 700r, Stamford, CT 06902Phone Number
(212) 621-9640Established
Delaware since 11/16/2016Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Jul 2002Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed May 1999Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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