DH
Douglas L. Hall
HORNOR, TOWNSEND & KENT
Conshohocken, PA 19428
Some features on this profile are disabled
CRD#: 1679998
DH
Professional summary
Douglas Lee Hall, CFP®, who also goes by Doug Hall, is a registered financial advisor currently at HORNOR, TOWNSEND & KENT, LLC located in Conshohocken, Pennsylvania.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Douglas has worked at 8 firms and has passed the Series 66, Series 63, Series 6TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Doug Hall
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: 1847 PRIVATE CLIENT GROUP | POSITION HELD: PARTNER | ADDRESS: 161 WASHINGTON STREET FLOOR 11, SUITE 1111, CONSHOHOCKEN, PA 19428 | START DATE: 4/1/2018 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY :INCLUDING LIFE SETTLEMENTS EFFECTIVE 06 03 2022. 2) FINANCIAL SERVICES FIRM AFFILIATED WITH A CPA FIRM. | INVESTMENT RELATED: YES | DBA NAME: KRS FINANCIAL SERVICES LLC | POSITION HELD: PARTNER | ADDRESS: 80 ROUTE 4 EAST SUITE 370 PARAMUS, NJ 07628 | START DATE: 12/1/2022 | NATURE OF ACTIVITY: FINANCIAL SERVICES FIRM | APPROX HRS PER MTH: 10-25 HRS | APPROX TRADING HRS PER MTH: 10-25 HRS | DESCRIPTION OF DUTIES: PROVIDING FINANCIAL SERVICES, FINANCIAL PLANNING AND 401K/RETIREMENT PLANS FINANCIAL SERVICES FIRM THAT IS AFFILIATED WITH A CPA FIRM.
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Lee Hall's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Douglas Lee Hall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2005
Experience
Current
January 6, 2017 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 161 Washington Street Floor 11, Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
Conshohocken, PA
Current
December 1, 2016 - Present
HORNOR, TOWNSEND & KENT, LLC
Office #1: 161 Washington Street Floor 11, Suite 1111, Conshohocken, PA 19428RIA
BD
CRD#: 4031
Conshohocken, PA
Past
January 7, 2013 - November 30, 2016
KISTLER-TIFFANY ADVISORS
RIA
CRD#: 145256
BERWYN, PA
Past
January 3, 2013 - November 30, 2016
APW CAPITAL, INC.
BD
CRD#: 43814
BERWYN, PA
Past
October 14, 2003 - June 16, 2009
ASHER FINANCIAL ADVISORS, L.L.C.
RIA
CRD#: 127375
PHILADELPHIA, PA
Past
August 30, 2002 - November 25, 2002
ELKO FINANCIAL ADVISORS
RIA
CRD#: 119394
MEDIA, PA
Past
October 10, 2000 - December 31, 2012
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
PHILADELPHIA, PA
Past
June 28, 2000 - December 31, 2012
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
PHILADELPHIA, PA
Past
July 13, 1987 - April 20, 1988
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/18/2025)
RR
Connecticut(7/2/2025)
RR
Delaware(12/1/2016)
RR
Florida(12/1/2016)
IAR
Florida(4/30/2025)
RR
Illinois(12/1/2016)
RR
Kentucky(8/18/2025)
RR
Maine(6/30/2022)
RR
Maryland(12/1/2016)
RR
Massachusetts(2/8/2024)
RR
New Jersey(12/1/2016)
RR
New York(12/10/2019)
RR
North Carolina(12/7/2018)
RR
Ohio(7/3/2024)
RR
Oregon(9/25/2025)
RR
Pennsylvania(12/1/2016)
IAR
Pennsylvania(1/6/2017)
RR
Texas(5/26/2021)
IAR
Texas(5/26/2021)
RR
Vermont(6/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HORNOR, TOWNSEND & KENT, LLC
HORNOR, TOWNSEND & KENT, INC. | PENN MUTUAL EQUITY SERVICES, INC. | HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
RIA
Registered Investment Advisory firm - SEC (2/25/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Mailing Address
161 Washington Street Suite 1111, Conshohocken, PA 19428
Phone number
(215) 957-7300
Established
Delaware since 09/09/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
442
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
