Joseph F. Hart

INVST

Stamford, CT 06901

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CRD#: 1679621

Professional summary

Joseph Francis Hart II, who also goes by Joe Hart, is a registered financial advisor currently at INVST, LLC located in Stamford, Connecticut.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Joseph has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 62 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Hart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Hart II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2025 - Present

INVST, LLC

Office #1: 4 Landmark Square, Suite 303, Stamford, CT 06901

RIA

CRD#: 282863

Stamford, CT

Past

January 29, 2019 - January 9, 2025

NS CAPITAL, LLC

RIA

CRD#: 149905

STAMFORD, CT

Past

March 15, 2016 - December 31, 2018

NS CAPITAL, LLC

RIA

CRD#: 149905

STAMFORD, CT

Past

August 1, 2003 - April 22, 2015

TP ICAP GLOBAL MARKETS AMERICAS LLC

CRD#: 2762

JERSEY CITY, NJ

Past

February 14, 2002 - April 22, 2015

ICAP SECURITIES USA LLC

CRD#: 19739

JERSEY CITY, NJ

Past

September 20, 2000 - December 6, 2000

INTERCAPITAL INTERNATIONAL INC.

CRD#: 22109

NEW YORK, NY

Past

October 27, 1999 - January 25, 2002

ICAP SECURITIES USA LLC

CRD#: 19739

NEW YORK, NY

Past

October 27, 1999 - August 1, 2003

INTERCAPITAL SECURITIES LLC

CRD#: 20004

JERSEY CITY, NJ

Past

July 13, 1998 - September 20, 2000

INTERCAPITAL INTERNATIONAL INC.

CRD#: 22109

NEW YORK, NY

Past

April 24, 1996 - July 13, 1998

EXCO RMJ INTERNATIONAL INC.

CRD#: 21287

Past

April 24, 1996 - April 27, 2000

INTERCAPITAL GOVERNMENT SECURITIES INC.

CRD#: 19710

NEW YORK, NY

Past

October 13, 1992 - May 13, 1996

MINT BROKERS

CRD#: 13681

NEW YORK, NY

Past

October 25, 1989 - May 13, 1996

CANTOR FITZGERALD SECURITIES

CRD#: 19660

NEW YORK, NY

Past

July 25, 1987 - October 26, 1989

FUNDAMENTAL BROKERS

CRD#: 19837

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVST, LLC

CRD#: 282863 / SEC#: 801-107265

RIA

Registered Investment Advisory firm - (2/16/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/5/1989

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/22/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 62

Date: 6/25/1990

Corporate Securities Limited Representative Examination

Current Firm

INVST, LLC

CRD#: 282863 / SEC#: 801-107265

RIA

Registered Investment Advisory firm - (2/16/2016 Approved)

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Contact information

Main Address

3625 E 96th St, Indianapolis, IN 46240

Mailing Address

Phone number

(317) 202-1891

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A BROCHURE INVST LLC (12/26/2025)

ADV PART 2A BROCHURE INVST LLC (6/11/2025)

ADV PART 2A FOR LEVINE FINANCIAL GROUP (6/11/2025)

ADV PART 2A FOR TOMORO (6/11/2025)

Regulatory assets under management

Total Number of Accounts	6,777
AUM (Assets Under Management)	$ 1,786,624,623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Joseph F. Hart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Francis Hart II's CRS (Customer Relationship Summary).

Certified licenses

Experience

NS CAPITAL, LLC

NS CAPITAL, LLC

TP ICAP GLOBAL MARKETS AMERICAS LLC

ICAP SECURITIES USA LLC

INTERCAPITAL INTERNATIONAL INC.

ICAP SECURITIES USA LLC

INTERCAPITAL SECURITIES LLC

INTERCAPITAL INTERNATIONAL INC.

EXCO RMJ INTERNATIONAL INC.

INTERCAPITAL GOVERNMENT SECURITIES INC.

MINT BROKERS

CANTOR FITZGERALD SECURITIES

FUNDAMENTAL BROKERS

Primary Firm SEC Registration

INVST, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/2016

Series 63

Date: 12/5/1989

SIE

Date: 4/22/2015

Series 62

Date: 6/25/1990

Current Firm

INVST, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVST, LLC

TRUST BUT VERIFY

Contact information

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