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JB

John C. Buser

THE PINNACLE FINANCIAL GROUP
Rockville Centre, NY 11570
CRD#: 1678723
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JB
John Conrad Buser JRTHE PINNACLE FINANCIAL GROUP

Professional summary

John Conrad Buser JR is a registered financial advisor currently at THE PINNACLE FINANCIAL GROUP located in Rockville Centre, New York.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. John has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Conrad Buser JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 17, 2026 - Present

THE PINNACLE FINANCIAL GROUP

Office #1: 9 South Long Beach Road, Rockville Centre, NY 11570Office #2: 555 Broadhollow Road Suite 112, Melville, NY 11747
RIA
CRD#: 164395
Rockville Centre, NY
Past

February 26, 2021 - December 26, 2025

SEQUENT PLANNING, LLC

RIA
CRD#: 160381
MELVILLE, NY
Past

October 1, 2014 - October 6, 2020

LPL FINANCIAL LLC

RIA
CRD#: 6413
ROCKVILLE CENTRE, NY
Past

October 1, 2014 - January 20, 2021

LPL FINANCIAL LLC

BD
CRD#: 6413
ROCKVILLE CENTRE, NY
Past

October 1, 2012 - October 13, 2014

J.P. MORGAN SECURITIES LLC

RIA
CRD#: 79
BAY SHORE, NY
Past

October 1, 2012 - October 13, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
BAY SHORE, NY
Past

October 12, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
WEST ISLIP, NY
Past

July 26, 2010 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
WEST ISLIP, NY
Past

January 1, 2008 - July 12, 2010

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
BABYLON, NY
Past

November 19, 2007 - January 3, 2008

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
HUNTINGTON, NY
Past

March 8, 2006 - August 2, 2006

REDWOOD BROKERAGE LLC

BD
CRD#: 39416
NEW YORK, NY
Past

December 10, 2003 - February 3, 2006

CARLIN EQUITIES, LLC

BD
CRD#: 31295
NEW YORK, NY
Past

September 9, 2002 - November 25, 2003

LIGHTSPEED PROFESSIONAL TRADING LLC

BD
CRD#: 39293
NEW YORK, NY
Past

February 27, 2002 - August 2, 2002

LIGHTSPEED PROFESSIONAL TRADING LLC

BD
CRD#: 39293
NEW YORK, NY
Past

April 6, 2001 - February 4, 2002

DOMESTIC SECURITIES, INC.

BD
CRD#: 34721
MONTVALE, NJ
Past

July 27, 1987 - November 15, 2000

ICAP SECURITIES USA LLC

BD
CRD#: 19739
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP

CRD#: 164395 / SEC#: 801-77304

RIA
Registered Investment Advisory firm - (11/9/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(4/17/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/5/2010
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/26/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/8/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 6/3/2003
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 55
Date: 4/9/2001
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/3/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/24/2005
General Securities Principal Examination

Current Firm

TP
THE PINNACLE FINANCIAL GROUP
ARGILLO FINANCIAL GROUP | THE PINNACLE FINANCIAL GROUP | PROSPECT FINANCIAL SERVICES, LLC | PINNACLE WEALTH STRATEGIES GROUP | PINNACLE FINANCIAL CONSULTANTS | PENSION AND WEALTH CONSULTANTS | NSI GROUP | NORTH STAR WEALTH INVESTORS LLC | NORTH STAR WEALTH INVESTORS | NORTH FORK WEALTH MANAGEMENT | MELANDER WEALTH MANAGEMENT | MCKENNA FINANCIAL PLANNING | MARIO MOLINO AND ASSOCIATES | FLAGSHIP WEALTH MANAGEMENT GROUP | FIA FINANCIAL | COLEMAN INVESTMENT MANAGEMENT | ATLANTIC FINANCIAL GROUP

CRD#: 164395 / SEC#: 801-77304

RIA
Registered Investment Advisory firm - (11/9/2012 Approved)
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Contact information

Main Address
9 South Long Beach Road, Rockville Centre, NY 11570
Mailing Address
Phone number
(516) 763-9700
Established
Firm type
Fiscal year end
# of Employees
54

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WRAP FEE BROCHURE (4/1/2025)
ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts5,538
AUM (Assets Under Management)$ 1,184,198,113

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE PINNACLE FINANCIAL GROUP

CRD#: 164395Rockville Centre, NY 11570

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