PH
Peter J. Hill
SAMUEL A. RAMIREZ & COMPANY
NEW YORK, NY 10022
Some features on this profile are disabled
CRD#: 1677597
PH
Professional summary
Peter Jon Hill, who also goes by Peter J Hill, Peter Jon Hill, Peter Hill, is a registered financial professional currently at SAMUEL A. RAMIREZ & COMPANY, INC. located in New York, New York.
Peter is registered as a RR (Registered Representative) and started their career in finance in 1987. Peter has worked at 10 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 57TO, Series 99TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Peter J Hill | Peter Jon Hill | Peter Hill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) COMMITTEE MEMBER AT SIFMA, A NON-PROFIT INDUSTRY EDUCATION AND LOBBYING GROUP, NOT INVESTMENT RELATED BUT EDUCATIONAL, ZERO HOURS PER MONTH DURING TRADING HOURS 2)SIFMA / 1101 NY Ave NW Washington,DC 20005 / Association (e.g. Trade or Industry, Sport)/ Financial (Consumer & Investment Services) / Industry representative / Advisor or advisory group member if advice given may influence an officer/board / / Conference calls regarding new and proposed regulation impacting the municipal finance industry / Start Date 06/14/2017 / Monthly 1 hour conf call 3)SIFMA / 1101 NY Ave NW Washington,DC 20005 / Association (e.g. Trade or Industry, Sport)/ Financial (Consumer & Investment Services) / Industry representative / Advisor or advisory group member if advice given may influence an officer/board / / Conference calls regarding new and proposed regulation impacting the municipal finance industry / Start Date 06/14/2017 / Monthly 1 hour conf call 4)SIFMA / 1101 NY Ave NW Washington,DC 20005 / Association (e.g. Trade or Industry, Sport)/ Financial (Consumer & Investment Services) / Industry representative / Advisor or advisory group member if advice given may influence an officer/board / / Conference calls regarding new and proposed regulation impacting the municipal finance industry / Start Date 6/14/2017 / Monthly 1 hour conf call 5)Academy of the Holy Angels / 315 Hillside Ave Demarest,NJ 07627 / Educational Establishment/ Education / Renowned All-girls College Preparatory High School / Member of Board of directors / / General oversight of educational, admissions, physical plant; Chair of Fin Committee / Start Date 7/1/2019 / 6) Academy of the Holy Angels/ investment related?:yes / Demarest, NJ, 07627 US/ Education/ Member of Board of directors/ Investment Committee/ start date: 1/2/2019/ time reqd during working hours?: yes
CRS (Client Relationship Summary) - BD
Click below to view Peter Jon Hill's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 27, 2023 - Present
SAMUEL A. RAMIREZ & COMPANY, INC.
Office #1: 14 East 52nd Street, New York, NY 10022BD
CRD#: 6963
NEW YORK, NY
Past
October 26, 2021 - November 16, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
New York, NY
Past
December 4, 2020 - November 16, 2022
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
June 26, 2017 - November 16, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
New York, NY
Past
June 3, 2009 - November 6, 2009
WELLS FARGO BROKERAGE SERVICES, L.L.C.
BD
CRD#: 16100
NEW YORK, NY
Past
June 3, 2009 - August 4, 2010
WELLS FARGO INSTITUTIONAL SECURITIES, LLC
BD
CRD#: 5958
NEW YORK, NY
Past
June 3, 2009 - April 17, 2017
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
NEW YORK, NY
Past
July 8, 2008 - May 4, 2009
BANC OF AMERICA SECURITIES LLC
BD
CRD#: 26091
NEW YORK, NY
Past
May 1, 2001 - August 3, 2006
J.P. MORGAN SECURITIES INC.
BD
CRD#: 18718
NEW YORK, NY
Past
April 5, 1993 - May 1, 2001
JPMSI
BD
CRD#: 15733
NEW YORK, NY
Past
June 23, 1987 - March 12, 1992
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(2/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SAMUEL A. RAMIREZ & COMPANY, INC.
RAMIREZ | SAMUEL A. RAMIREZ & COMPANY, INC. | SAMUEL A. RAMIREZ & CO., INC. | SAMUEL A RAMIREZ & CO., INC. | RAMIREZ & CO., INC. | RAMIREZ & CO., INC
CRD#: 6963 / SEC#: , 8-19014
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
14 East 52nd Street, New York, NY 10022
Mailing Address
14 East 52nd Street, New York, NY 10022
Phone number
(212) 248-0500
Established
New York since 12/31/1971
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAR HOLDINGS, INC. | HOLDING COMPANY | |
| GOLDMAN, LAWRENCE F | MANAGING DIRECTOR | 1134640 |
| KICK, MICHAEL J | SR. VP/ CFO/ FIN OP | 4480676 |
| KOFFER, JOSEPH | CHIEF COMPLIANCE OFFICER | 6043686 |
| MAZZARO, VINCENT ANTHONY | COO | 2665339 |
| PERROTTA, THOMAS | MANAGING DIRECTOR | 1864851 |
| RAMIREZ, SAMUEL ALFRED | PRESIDENT & DIRECTOR/SECRETARY | 827095 |
| RAMIREZ,, SAMUEL ALFRED JR | MANAGING DIRECTOR | 2261054 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
