Robert Stack
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Stack JR, who also goes by Robert Stack, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1987. Robert had worked at 8 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2002 - January 7, 2004
BGC FINANCIAL, L.P.
June 19, 2001 - August 8, 2002
STONE HARBOR FINANCIAL SERVICES, LLC
August 1, 2000 - April 26, 2001
BURLINGTON CAPITAL MARKETS INC.
March 5, 1998 - August 22, 2000
SEABOARD SECURITIES, INC.
February 4, 1997 - March 9, 1998
TRADITION SECURITIES AND DERIVATIVES LLC
March 6, 1996 - February 3, 1997
GUGGENHEIM INVESTOR SERVICES, LLC
August 4, 1993 - October 10, 1995
ICAP SECURITIES USA LLC
July 25, 1987 - July 26, 1993
TULLETT LIBERTY BROKERAGE INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BGC FINANCIAL, L.P.
CRD#: 19801 / SEC#: , 8-39012
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BGC BROKERS US L.P. | LIMITED PARTNER | |
| ABULARRAGE, JOHN JOSEPH | CHIEF EXECUTIVE OFFICER | 3265633 |
| ANZALONE, THOMAS JOSEPH | CHIEF OPERATIONS OFFICER/PRINCIPAL OPERATIONS OFFICER | 1161513 |
| AUBIN, JEAN PIERRE | EXECUTIVE MANAGING DIRECTOR EQUITIES, DERIVATIVES, FUTURES | 5596046 |
| BGCF HOLDINGS LLC | GENERAL PARTNER | |
| HAUF, JASON WILLIAMS | CHIEF FINANCIAL OFFICER | 4163331 |
| LEWIS, THOMAS JOSEPH | MANAGING DIRECTOR FIXED INCOME AND COMMODITIES | 2684821 |
| LYNCH, MARTIN | CHIEF OPERATING OFFICER | 5612726 |
| SULFARO, MICHAEL CARL | CHIEF COMPLIANCE OFFICER | 2483562 |
Disclosures
| Regulatory Event | 36 |
Red Flags
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