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Peter M. Gorman

THIRD SEVEN CAPITAL
Greenwich, CT 06830
CRD#: 1675707
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Peter Murphy GormanTHIRD SEVEN CAPITAL

Professional summary

Peter Murphy Gorman, who also goes by Peter M Gorman, is a registered financial professional currently at THIRD SEVEN CAPITAL LLC located in Greenwich, Connecticut.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2005. Peter has worked at 9 firms and has passed the Series 63, Series 65, Series 3, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Peter M Gorman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Peter Murphy Gorman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 28, 2026 - Present

THIRD SEVEN CAPITAL LLC

Office #1: 67 Holly Hill Lane Suite 300c, Greenwich, CT 06830
BD
CRD#: 160209
Greenwich, CT
Past

September 15, 2022 - April 10, 2024

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Rye Brook, NY
Past

April 12, 2019 - September 21, 2020

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Rye Brook, NY
Past

February 3, 2017 - April 25, 2017

MARTEL CAPITAL, LLC

BD
CRD#: 159049
NEW YORK, NY
Past

May 13, 2016 - August 12, 2016

YOSEMITE EXECUTION PARTNERS INC.

BD
CRD#: 165587
LAFAYETTE, CA
Past

January 2, 2015 - August 20, 2015

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Wilton, CT
Past

November 9, 2011 - January 7, 2015

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
WILTON, CT
Past

February 1, 2010 - April 21, 2011

ALPS DISTRIBUTORS, INC.

BD
CRD#: 16853
RYE BROOK, NY
Past

July 23, 2008 - January 5, 2010

HATTERAS CAPITAL DISTRIBUTORS, LLC

BD
CRD#: 143365
RALEIGH, NC
Past

September 9, 2005 - October 6, 2005

WEISS, PECK & GREER INVESTMENTS

RIA
CRD#: 136340
NEW YORK, NY
Past

July 11, 2005 - May 16, 2008

BOSTON PARTNERS SECURITIES, L.L.C.

BD
CRD#: 2998
NEW YORK, NY
Past

May 19, 2005 - September 9, 2005

BOSTON PARTNERS SECURITIES, L.L.C.

RIA
CRD#: 2998
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/1/2005
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 10/24/1995
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 3
Date: 12/19/2018
National Commodity Futures Examination
General Industry/Product Exam
RR
SIE
Date: 4/25/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/8/2005
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TS
THIRD SEVEN CAPITAL LLC
THIRD SEVEN CAPITAL ADVISORS | THIRD SEVEN CAPITAL, LLC | THIRD SEVEN CAPITAL LLC

CRD#: 160209 / SEC#: , 8-69032

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
67 Holly Hill Lane Suite 8500, New York, NY 10022
Mailing Address
67 Holly Hill Lane Suite 300c, Greenwich, CT 06830
Phone number
(917) 602-6153
Established
Delaware since 07/06/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
THIRD SEVEN GROUP LLCHOLDING COMPANY
DIFIORE, MONICA LISACCO2966552
LEDGER, NICHOLAS MARKCEO/CFO6779287
SAKOL, DANIEL SCOTTFIN OP2813237

Disclosures

Regulatory Event1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THIRD SEVEN CAPITAL LLC

CRD#: 160209Greenwich, CT 06830

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