Brian S. Marro

TJM INVESTMENTS

Juno Beach, FL 33408

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CRD#: 1674882

Professional summary

Brian Stephen Marro is a registered financial professional currently at TJM INVESTMENTS, LLC located in Juno Beach, Florida.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1987. Brian has worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Stephen Marro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 5, 2023 - Present

TJM INVESTMENTS, LLC

Office #1: 14155 U.s. Highway 1, Suite 300, Juno Beach, FL 33408

CRD#: 46300

Juno Beach, FL

Past

April 12, 2016 - July 17, 2023

LPS CAPITAL LLC

CRD#: 155246

Palm Beach Gardens, FL

Past

June 25, 2014 - April 8, 2016

WHITAKER SECURITIES LLC

CRD#: 121465

JUNO BEACH, FL

Past

March 29, 2010 - April 14, 2014

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

June 22, 2009 - March 30, 2010

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

PALM BEACH GARDENS, FL

Past

April 27, 2007 - January 6, 2010

PREBON FINANCIAL PRODUCTS INC.

CRD#: 29551

PALM BEACH GARDENS, FL

Past

February 24, 1994 - May 17, 2007

CHAPDELAINE CORPORATE SECURITIES & CO

CRD#: 23741

PALM BEACH GARDENS, FL

Past

May 26, 1993 - September 8, 1993

TULLETT PREBON FINANCIAL SERVICES LLC

CRD#: 28196

NEW YORK, NY

Past

March 2, 1992 - September 9, 1992

FUNDAMENTAL CORPORATE BOND BROKERS

CRD#: 28198

Past

February 5, 1992 - September 9, 1992

FUNDAMENTAL BROKERS

CRD#: 28197

Past

December 20, 1989 - February 1, 1992

EXCO RMJ INTERNATIONAL INC.

CRD#: 21287

Past

July 25, 1987 - February 1, 1992

INTERCAPITAL GOVERNMENT SECURITIES INC.

CRD#: 19710

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(9/25/2023)

Illinois
(6/26/2024)

Exams

State Security Law Exam

Series 63

Date: 12/20/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1987

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/29/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TJM INVESTMENTS, LLC

MND PARTNERS | TJM SECURITIES, LLC | TJM INVESTMENTS, LLC

CRD#: 46300 / SEC#: , 8-51370

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

318 W. Adams Street Suite 900, Chicago, IL 60606

Mailing Address

318 W. Adams Street 9th Floor, Chicago, IL 60606

Phone number

(312) 432-5100

Established

Illinois since 10/13/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
TJM HOLDINGS, LLC	HOLDING COMPANY
BEITLER, STEVE ALLEN	CHIEF EXECUTIVE OFFICER	1893827
BURKE, JOHN TERRENCE	CHIEF OPERATING OFFICER	2116593
DANG, STACY BINH	CHIEF COMPLIANCE OFFICER	3143275
MURPHY, THOMAS JAMES	CO-MANAGER	857354
RISINGER, COLLEEN SULLIVAN	FINOP CFO	2812053
SKWERES, DENISE PAREJKO	FINOP CFO	5332253

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian S. Marro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Stephen Marro's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPS CAPITAL LLC

WHITAKER SECURITIES LLC

BGC FINANCIAL, L.P.

TULLETT PREBON FINANCIAL SERVICES LLC

PREBON FINANCIAL PRODUCTS INC.

CHAPDELAINE CORPORATE SECURITIES & CO

TULLETT PREBON FINANCIAL SERVICES LLC

FUNDAMENTAL CORPORATE BOND BROKERS

FUNDAMENTAL BROKERS

EXCO RMJ INTERNATIONAL INC.

INTERCAPITAL GOVERNMENT SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/20/2007

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1987

Series 24

Date: 5/29/2007

FINRA

Current Firm

TJM INVESTMENTS, LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

TJM INVESTMENTS, LLC

TRUST BUT VERIFY

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