Janet Ballantyne
Professional summary
Janet Ballantyne, who also goes by Janet Ballantyne, Janet Fogarty, Janet Mary Mcdonough, Janet Mcdonough, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Jacksonville, Florida.
Janet is registered as a RR (Registered Representative) and started their career in finance in 1987. Janet has worked at 18 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Janet Ballantyne's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 12, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 4601 Touchton Rd East, Bldg 400, Jacksonville, FL 32246August 16, 2017 - November 2, 2017
GIRARD SECURITIES, INC.
August 16, 2017 - July 24, 2018
SUMMIT BROKERAGE SERVICES, INC.
August 16, 2017 - July 24, 2018
FIRST ALLIED SECURITIES, INC.
August 16, 2017 - July 24, 2018
CETERA INVESTMENT SERVICES LLC
August 16, 2017 - July 24, 2018
CETERA FINANCIAL SPECIALISTS LLC
August 16, 2017 - July 24, 2018
CETERA ADVISORS LLC
August 16, 2017 - June 9, 2022
CETERA WEALTH SERVICES, LLC
December 21, 2007 - March 2, 2017
CETERA WEALTH SERVICES, LLC
October 29, 2004 - December 21, 2007
CETERA INVESTMENT SERVICES LLC
October 29, 2004 - December 21, 2007
CETERA ADVISORS LLC
October 29, 2004 - December 21, 2007
VOYA FINANCIAL ADVISORS, INC.
December 11, 2001 - December 21, 2007
CETERA WEALTH SERVICES, LLC
December 21, 2000 - September 20, 2001
ALLIANZ LIFE FINANCIAL SERVICES, LLC
April 6, 1998 - November 10, 2000
EQUITABLE DISTRIBUTORS, LLC
July 14, 1997 - January 16, 1998
WAMU INVESTMENTS, INC.
March 22, 1995 - July 14, 1997
ASB FINANCIAL SERVICES
August 29, 1991 - December 9, 1991
KC MAY SECURITIES CORP.
August 31, 1990 - October 17, 1990
F.L. BRYANT & CO., INC.
April 25, 1990 - June 14, 1990
MSI FINANCIAL SERVICES, INC.
August 26, 1988 - April 25, 1990
UR FINANCIAL, INC.
June 11, 1987 - August 20, 1988
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Jacksonville, FL 32246TRUST BUT VERIFY
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