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JK

Jonathan F. Kirn

SIEBERT WILLIAMS SHANK & CO.
Washington, DC 20036
Some features on this profile are disabled
CRD#: 1665160
JK

Professional summary


Jonathan Frederick Kirn, who also goes by Jon Kirn, Jonathan F Kirn, is a registered financial professional currently at SIEBERT WILLIAMS SHANK & CO., LLC located in Washington, District Of Columbia.

Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1987. Jonathan has worked at 8 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 50, Series 7 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jon Kirn | Jonathan F Kirn

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jonathan Frederick Kirn's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 20, 1999 - Present

SIEBERT WILLIAMS SHANK & CO., LLC

Office #1: 1025 Connecticut Avenue Nw Suite 509, Washington, DC 20036
BD
CRD#: 42568
Washington, DC
Past

January 4, 1999 - May 25, 1999

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

March 21, 1996 - January 11, 1999

ARTEMIS CAPITAL GROUP, INC.

BD
CRD#: 7819
NEW YORK, NY
Past

October 8, 1995 - February 21, 1996

M. R. BEAL & COMPANY

BD
CRD#: 22088
NEW YORK, NY
Past

April 27, 1992 - October 8, 1995

SMITH MITCHELL INVESTMENT GROUP INC.

BD
CRD#: 6987
SEATTLE, WA
Past

September 4, 1990 - April 22, 1992

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

November 10, 1987 - September 4, 1990

PRESCOTT, BALL & TURBEN, INC.

BD
CRD#: 7656
Past

August 20, 1987 - November 10, 1987

CRANSTON SECURITIES COMPANY

BD
CRD#: 7141

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(8/31/2005)
RR
District of Columbia
(4/26/1999)
RR
Florida
(7/20/1999)
RR
Illinois
(8/31/2005)
RR
Maryland
(12/9/2008)
RR
Massachusetts
(8/31/2005)
RR
New York
(8/31/2005)
RR
South Carolina
(8/31/2005)
RR
Virginia
(2/3/2009)

Exams


State Security Law Exam
RR
Series 63
Date: 8/29/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 7/25/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


SW
SIEBERT WILLIAMS SHANK & CO., LLC
SIEBERT CISNEROS SHANK & CO., L.L.C. | SIEBERT, BRANDFORD, SHANK & CO., L.L.C. | SIEBERT WILLLIAMS SHANK | SIEBERT WILLIAMS SHANK & CO., LLC

CRD#: 42568 / SEC#: , 8-49877

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
100 Wall Street 18th Floor, New York, NY 10005
Mailing Address
100 Wall Street 18th Floor, New York, NY 10005
Phone number
(646) 775-4850
Established
Delaware since 03/10/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
SHANK WILLIAMS CISNEROS, LLCOWNER
CALABRISOTTO, DIANNE NMNAML OFFICER1273900
CALABRISOTTO, DIANNE NMNCHIEF COMPLIANCE OFFICER & COO1273900
CHANDA, ATEESH SINGHCHIEF LEGAL OFFICER6973151
DIAZ, DANIELFINANCIAL PRINCIPAL2214417
HALL, GARYCO-PRESIDENT4393662
SHANK-WERDLOW, SUZANNE FRANCESCEO, DIRECTOR OF PARENT1860931
THOMPSON, WILLIAM COLRIDGE JRCHIEF ADMINISTRATIVE OFFICER2316101
WARNER, SOBANI MULENGACO-PRESIDENT1732009

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SIEBERT WILLIAMS SHANK & CO., LLC

CRD#: 42568Washington, DC 20036

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