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FIRM PROFILE
Overview
SIEBERT WILLIAMS SHANK & CO., LLC is located at 100 Wall Street 18th Floor, New York, NY 10005 and was first established at New York, Delaware in 03/10/1997. After operating for 29 years, SIEBERT WILLIAMS SHANK & CO., LLC has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of SIEBERT WILLIAMS SHANK & CO., LLC’s clients are individuals and 0% of their clients are high net worth individuals. SIEBERT WILLIAMS SHANK & CO., LLC has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at SIEBERT WILLIAMS SHANK & CO., LLC are registered to handle securities or provide financial advice. The firm has 4 disclosures, 4 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access SIEBERT WILLIAMS SHANK & CO., LLC‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at SIEBERT WILLIAMS SHANK & CO., LLC. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.
Where the Statistical Data for SIEBERT WILLIAMS SHANK & CO., LLC Comes From
Understanding the Statistics for SIEBERT WILLIAMS SHANK & CO., LLC and How They Compare to Other Firms Through Our Analysis
Total Client Assets:
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FIRM INFORMATION
100 Wall Street 18th Floor, New York, NY 10005
100 Wall Street 18th Floor, New York, NY 10005
Small
(646) 775-4850
Delaware since 03/10/1997
Limited Liability Company
December
FIRM DOCUMENTS
DIRECT OWNERS & EXECUTIVE OFFICERS
| Name | Title | Aquired | CRD# |
|---|---|---|---|
| SHANK WILLIAMS CISNEROS, LLC | OWNER | ||
| CALABRISOTTO, DIANNE NMN | AML OFFICER | 1273900 | |
| CALABRISOTTO, DIANNE NMN | CHIEF COMPLIANCE OFFICER & COO | 1273900 | |
| CHANDA, ATEESH SINGH | CHIEF LEGAL OFFICER | 6973151 | |
| DIAZ, DANIEL | FINANCIAL PRINCIPAL | 2214417 | |
| HALL, GARY | CO-PRESIDENT | 4393662 | |
| SHANK-WERDLOW, SUZANNE FRANCES | CEO, DIRECTOR OF PARENT | 1860931 | |
| THOMPSON, WILLIAM COLRIDGE JR | CHIEF ADMINISTRATIVE OFFICER | 2316101 | |
| WARNER, SOBANI MULENGA | CO-PRESIDENT | 1732009 |
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Advisor's working at SIEBERT WILLIAMS SHANK & CO., LLC
David Andrew Finkelstein
Carole Lynnae Pickens
Dianne Nmn Calabrisotto
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