AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
KA

Kim E. Addarich

AURORA SECURITIES
Troy, MI 48084
Some features on this profile are disabled
CRD#: 1661932
KA

Professional summary


Kim Elizabeth Addarich, who also goes by Kim E. Addarich, Kim Addarich, is a registered financial professional currently at AURORA SECURITIES located in Troy, Michigan.

Kim is registered as a RR (Registered Representative) and started their career in finance in 1988. Kim has worked at 17 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Kim E. Addarich | Kim Addarich

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Kim Elizabeth Addarich's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

December 12, 2024 - Present

AURORA SECURITIES

Office #1: 2565 West Maple, Troy, MI 48084
BD
CRD#: 46147
Troy, MI
Past

January 18, 2022 - December 13, 2024

SCF SECURITIES, INC.

BD
CRD#: 47275
SAN DIEGO, CA
Past

May 26, 2017 - December 13, 2024

WESTERN INTERNATIONAL SECURITIES, INC.

BD
CRD#: 39262
HIGHLAND PARK, IL
Past

January 30, 2012 - December 31, 2012

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
NEW YORK, NY
Past

October 13, 2011 - March 10, 2017

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
NEW YORK, NY
Past

July 12, 2011 - October 17, 2011

REVERE SECURITIES LLC

BD
CRD#: 14178
NEW YORK, NY
Past

June 12, 2009 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
NEW YORK, NY
Past

July 17, 2006 - May 28, 2009

FTN EQUITY CAPITAL MARKETS CORP.

BD
CRD#: 119625
NEW YORK, NY
Past

November 7, 2003 - July 25, 2006

PUNK, ZIEGEL & COMPANY, L.P.

BD
CRD#: 26174
NEW YORK, NY
Past

July 1, 2003 - October 31, 2003

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

March 24, 2003 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

January 23, 2002 - March 18, 2003

H.C.WAINWRIGHT & CO., LLC

BD
CRD#: 375
NEW YORK, NY
Past

July 12, 1999 - November 19, 2001

KAUFMAN BROS., L.P.

BD
CRD#: 37909
NEW YORK, NY
Past

September 26, 1997 - January 22, 1999

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY
Past

January 17, 1997 - September 16, 1997

JWGENESIS SECURITIES, INC.

BD
CRD#: 33832
BOCA RATON, FL
Past

February 6, 1990 - December 20, 1996

LADENBURG THALMANN & CO. INC.

BD
CRD#: 505
NEW YORK, NY
Past

August 25, 1988 - January 19, 1990

MABON, NUGENT & CO.

BD
CRD#: 2617

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/30/2025)
RR
Connecticut
(6/30/2025)
RR
Florida
(12/12/2024)
RR
Illinois
(12/12/2024)
RR
Massachusetts
(6/30/2025)
RR
Michigan
(12/12/2024)
RR
New Jersey
(6/30/2025)
RR
New York
(6/30/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 1/26/1989
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AS
AURORA SECURITIES
ALASKA CAPITAL MANAGEMENT CORPORAITON | AURORA SECURITIES INC | AURORA SECURITIES

CRD#: 46147 / SEC#: , 8-51322

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
2565 West Maple, Troy, MI 48084
Mailing Address
2565 West Maple, Troy, MI 48084
Phone number
(888) 548-6701
Established
Michigan since 11/22/2017
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CURTS INVESTMENT, LLCOWNER
KAMEN, LORI BETHPRESIDENT/CCO2805591
SCHAPS, MICHAEL ROBERTFINOP1892138

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AURORA SECURITIES

CRD#: 46147Troy, MI 48084

TRUST BUT VERIFY

Monitor Kim Addarich

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Jack Anthony Jerzewski
Jack JerzewskiAdvisorCheck Check Mark
LPL ENTERPRISE, LLC
IAR
RR
TROY, MI
Lyndon L Davis
Lyndon DavisAdvisorCheck Check Mark
LIGHTSQUARE WEALTH MANAGEMENT, LLC
IAR
Farmington Hills, MI
Michael Haven Delap
Michael DelapAdvisorCheck Check Mark
OSAIC WEALTH, INC.
PR
SCOTTSDALE, AZ
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics