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Kim Elizabeth Addarich

AURORA SECURITIES
TROY, MI
·CRD# 1661932·38 years experience

Professional Summary

Kim Elizabeth Addarich, who also goes by Kim E. Addarich, Kim Addarich, is a registered financial advisor currently at AURORA SECURITIES located in Troy, Michigan. Kim is registered as a RR (Registered Representative) and started their career in finance in 1988. Kim has worked at 17 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kim E. Addarich, Kim Addarich

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

AURORA SECURITIES·CRD# 46147
BD
2565 West Maple, Troy, MI 48084
December 12, 2024 - Present
SCF SECURITIES, INC.·CRD# 47275
BD
San Diego, CA
January 18, 2022 - December 13, 2024
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
BD
Highland Park, IL
May 26, 2017 - December 13, 2024
VFINANCE INVESTMENTS, INC·CRD# 44962
BD
New York, NY
January 30, 2012 - December 31, 2012
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
New York, NY
October 13, 2011 - March 10, 2017
REVERE SECURITIES LLC·CRD# 14178
BD
New York, NY
July 12, 2011 - October 17, 2011
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
New York, NY
June 12, 2009 - July 8, 2010
FTN EQUITY CAPITAL MARKETS CORP.·CRD# 119625
BD
New York, NY
July 17, 2006 - May 28, 2009
PUNK, ZIEGEL & COMPANY, L.P.·CRD# 26174
BD
New York, NY
November 7, 2003 - July 25, 2006
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
July 1, 2003 - October 31, 2003
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
New York, NY
March 24, 2003 - July 1, 2003
H.C.WAINWRIGHT & CO., LLC·CRD# 375
BD
New York, NY
January 23, 2002 - March 18, 2003
KAUFMAN BROS., L.P.·CRD# 37909
BD
New York, NY
July 12, 1999 - November 19, 2001
BARINGTON CAPITAL GROUP, L.P.·CRD# 29383
BD
New York, NY
September 26, 1997 - January 22, 1999
JWGENESIS SECURITIES, INC.·CRD# 33832
BD
Boca Raton, FL
January 17, 1997 - September 16, 1997
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
February 6, 1990 - December 20, 1996
MABON, NUGENT & CO.·CRD# 2617
BD
August 25, 1988 - January 19, 1990

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Current Firm

AS
AURORA SECURITIES

ALASKA CAPITAL MANAGEMENT CORPORAITON | AURORA SECURITIES INC | AURORA SECURITIES

CRD#: 46147 / SEC#: 8-51322
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

2565 West Maple, Troy, MI 48084

Mailing Address

2565 West Maple, Troy, MI 48084

Phone Number

(888) 548-6701

Established

Michigan since 11/22/2017

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (47 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CURTS INVESTMENT, LLCOWNER—
BONYNGE, JEFFREY REDFIELDPRESIDENT7024213
MOORE, PETER ALFRED JRCHIEF COMPLIANCE OFFICER1979755
SCHAPS, MICHAEL ROBERTFINOP1892138

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(6/30/2025)
RR
Connecticut
(6/30/2025)
RR
Florida
(12/12/2024)
RR
Illinois
(12/12/2024)
RR
Massachusetts
(6/30/2025)
RR
Michigan
(12/12/2024)
RR
New Jersey
(6/30/2025)
RR
New York
(6/30/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 1989About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jun 2002About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kim Elizabeth Addarich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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